0001493152-19-017226.txt : 20191114 0001493152-19-017226.hdr.sgml : 20191114 20191114101712 ACCESSION NUMBER: 0001493152-19-017226 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KMS FINANCIAL SERVICES, INC CENTRAL INDEX KEY: 0001580308 IRS NUMBER: 910850651 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-15569 FILM NUMBER: 191217272 BUSINESS ADDRESS: STREET 1: 2001 SIXTH AVE STREET 2: SUITE 2801 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 206-441-2885 MAIL ADDRESS: STREET 1: 2001 SIXTH AVE STREET 2: SUITE 2801 CITY: SEATTLE STATE: WA ZIP: 98121 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001580308 XXXXXXXX 09-30-2019 09-30-2019 false KMS FINANCIAL SERVICES, INC

2001 Sixth Ave Suite 2801 Seattle WA 98121

13F NOTICE 028-15569 0001029730 028-14689 LADENBURG THALMANN FINANCIAL SERVICES INC. N Casey Dougherty 206-441-2885 /s/ Casey Dougherty Seattle WA 11-14-2019