0001493152-19-007465.txt : 20190515
0001493152-19-007465.hdr.sgml : 20190515
20190515165103
ACCESSION NUMBER: 0001493152-19-007465
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KMS FINANCIAL SERVICES, INC
CENTRAL INDEX KEY: 0001580308
IRS NUMBER: 910850651
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15569
FILM NUMBER: 19829215
BUSINESS ADDRESS:
STREET 1: 2001 SIXTH AVE
STREET 2: SUITE 2801
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 206-441-2885
MAIL ADDRESS:
STREET 1: 2001 SIXTH AVE
STREET 2: SUITE 2801
CITY: SEATTLE
STATE: WA
ZIP: 98121
13F-NT
1
primary_doc.xml
13F-NT
LIVE
false
true
false
0001580308
XXXXXXXX
03-31-2019
03-31-2019
false
KMS FINANCIAL SERVICES, INC
2001 Sixth Ave
Suite 2801
Seattle
WA
98121
13F NOTICE
028-15569
0001029730
028-14689
LADENBURG THALMANN FINANCIAL SERVICES INC.
N
Eric Westberg
Chairman and CEO
206-441-2885
/s/ Eric Westberg
Seattle
WA
05-15-2019