The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AES CORP | UNIT 02/15/2024 | 00130H204 | 2,386,650 | 29,241 | SH | OTR | 1 | 27,049 | 2,192 | 0 | ||
| CLARIVATE PLC | 5.25% PFD CONV A | G21810208 | 2,708,151 | 65,972 | SH | SOLE | 65,972 | 0 | 0 | |||
| FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | 8,035,395 | 153,026 | SH | OTR | 1 | 117,941 | 35,085 | 0 | ||
| GREENHILL & CO INC | COM | 395259104 | 1,647,290 | 112,443 | SH | OTR | 1 | 86,309 | 26,134 | 0 | ||
| HERBALIFE LTD | NOTE 2.625% 3/1 | 42703MAD5 | 973,130 | 1,000,000 | PRN | OTR | 1 | 766,000 | 234,000 | 0 | ||
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 8,076,811 | 78,530 | SH | OTR | 1 | 61,057 | 17,473 | 0 | ||
| COHERENT CORP | 6% CONV PFD A | 19247G206 | 9,841,085 | 43,357 | SH | SOLE | 43,357 | 0 | 0 | |||
| IROBOT CORP | COM | 462726100 | 5,217,913 | 115,313 | SH | OTR | 1 | 107,701 | 7,612 | 0 | ||
| IVERIC BIO INC | COM | 46583P102 | 14,145,130 | 359,561 | SH | OTR | 1 | 277,561 | 82,000 | 0 | ||
| KAMAN CORP | NOTE 3.250% 5/0 | 483548AF0 | 2,898,180 | 3,000,000 | PRN | OTR | 1 | 2,313,000 | 687,000 | 0 | ||
| LIFE STORAGE INC | COM | 53223X107 | 12,530,017 | 94,239 | SH | OTR | 1 | 72,652 | 21,587 | 0 | ||
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 | 1,801,485 | 120,905 | SH | OTR | 1 | 93,222 | 27,683 | 0 | ||
| RBC BEARINGS INC | 5% CNV PFD SR A | 75524B203 | 495,126 | 4,671 | SH | SOLE | 4,671 | 0 | 0 | |||
| SABRE CORP | 6.50% CONV PFD A | 78573M203 | 4,091,795 | 87,078 | SH | SOLE | 87,078 | 0 | 0 | |||
| SALISBURY BANCORP INC | COM | 795226109 | 252,085 | 10,641 | SH | OTR | 1 | 8,226 | 2,415 | 0 | ||
| VECTIVBIO HLDG AG | ORD SHS | H9060V101 | 2,955,280 | 173,840 | SH | OTR | 1 | 127,739 | 46,101 | 0 | ||