The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
DELPHI TECHNOLOGIES PL | SHS | G2709G107 | 49 | 2,904 | SH | SOLE | 2,904 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 14,280 | 414,500 | SH | OTR | 1 | 334,500 | 80,000 | 0 | |
AKCEA THERAPEUTICS INC | COM | 00972L107 | 688 | 37,931 | SH | OTR | 1 | 30,182 | 7,749 | 0 | |
BRIDGE BANCORP INC | COM | 108035106 | 363 | 20,804 | SH | OTR | 1 | 16,620 | 4,184 | 0 | |
BMC STK HLDGS INC | COM | 05591B109 | 5,645 | 131,806 | SH | OTR | 1 | 102,739 | 29,067 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 1,343 | 141,998 | SH | OTR | 1 | 110,685 | 31,313 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 12,499 | 147,000 | SH | OTR | 1 | 117,000 | 30,000 | 0 | |
JERNIGAN CAP INC | COM | 476405105 | 745 | 43,487 | SH | OTR | 1 | 35,260 | 8,227 | 0 | |
LIVONGO HEALTH INC | COM | 539183103 | 18,843 | 134,542 | SH | OTR | 1 | 114,542 | 20,000 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 17,844 | 339,883 | SH | OTR | 1 | 289,883 | 50,000 | 0 | |
MVC CAP INC | COM | 553829102 | 273 | 35,000 | SH | OTR | 1 | 27,959 | 7,041 | 0 | |
NATIONAL GEN HLDGS CORP | COM | 636220303 | 16,176 | 479,284 | SH | OTR | 1 | 399,284 | 80,000 | 0 | |
ROSETTA STONE INC | COM | 777780107 | 5,636 | 187,976 | SH | OTR | 1 | 149,253 | 38,723 | 0 | |
STANDARD AVB FINL CORP | COM | 85303B100 | 3,699 | 113,301 | SH | OTR | 1 | 110,801 | 2,500 | 0 | |
VIVINT SOLAR INC | COM | 92854Q106 | 6,346 | 149,852 | SH | OTR | 1 | 116,800 | 33,052 | 0 |