0000950142-18-001733.txt : 20180810
0000950142-18-001733.hdr.sgml : 20180810
20180810124652
ACCESSION NUMBER: 0000950142-18-001733
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180808
FILED AS OF DATE: 20180810
DATE AS OF CHANGE: 20180810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Else-Mitchell Rose
CENTRAL INDEX KEY: 0001713962
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 181008014
MAIL ADDRESS:
STREET 1: C/O HMH; 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
4
1
es1800980_4-mitchell.xml
OWNERSHIP DOCUMENT
X0306
4
2018-08-08
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001713962
Else-Mitchell Rose
C/O HOUGHTON MIFFLIN HARCOURT CO.,
125 HIGH STREET
BOSTON
MA
02110
0
1
0
0
See remarks.
Common Stock
2018-08-08
4
M
0
3703
0.00
A
19585
D
Common Stock
2018-08-08
4
F
0
1257
5.40
D
18328
D
Common Stock
2018-08-08
4
M
0
868
0.00
A
19196
D
Common Stock
2018-08-08
4
F
0
294
5.40
D
18902
D
Restricted Stock Units
2018-08-08
4
M
0
3703
0.00
D
Common Stock
3703
7408
D
Restricted Stock Units
2018-08-08
4
M
0
868
0.00
D
Common Stock
868
1736
D
3,703 restricted stock units held by Ms. Else-Mitchell vested on August 8, 2018 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 1,257 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
868 restricted stock units held by Ms. Else-Mitchell vested on August 8, 2018 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 294 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
The remaining restricted stock units shall vest in two equal installments on August 8, 2019 and August 8, 2020, subject to continued employment with the Company.
Executive Vice President, Chief Learning Officer. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
/s/ William F. Bayers, Attorney-in-Fact
2018-08-10