0000950142-18-001733.txt : 20180810 0000950142-18-001733.hdr.sgml : 20180810 20180810124652 ACCESSION NUMBER: 0000950142-18-001733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180808 FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Else-Mitchell Rose CENTRAL INDEX KEY: 0001713962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 181008014 MAIL ADDRESS: STREET 1: C/O HMH; 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 4 1 es1800980_4-mitchell.xml OWNERSHIP DOCUMENT X0306 4 2018-08-08 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001713962 Else-Mitchell Rose C/O HOUGHTON MIFFLIN HARCOURT CO., 125 HIGH STREET BOSTON MA 02110 0 1 0 0 See remarks. Common Stock 2018-08-08 4 M 0 3703 0.00 A 19585 D Common Stock 2018-08-08 4 F 0 1257 5.40 D 18328 D Common Stock 2018-08-08 4 M 0 868 0.00 A 19196 D Common Stock 2018-08-08 4 F 0 294 5.40 D 18902 D Restricted Stock Units 2018-08-08 4 M 0 3703 0.00 D Common Stock 3703 7408 D Restricted Stock Units 2018-08-08 4 M 0 868 0.00 D Common Stock 868 1736 D 3,703 restricted stock units held by Ms. Else-Mitchell vested on August 8, 2018 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 1,257 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. 868 restricted stock units held by Ms. Else-Mitchell vested on August 8, 2018 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 294 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The remaining restricted stock units shall vest in two equal installments on August 8, 2019 and August 8, 2020, subject to continued employment with the Company. Executive Vice President, Chief Learning Officer. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. /s/ William F. Bayers, Attorney-in-Fact 2018-08-10