0000950142-17-001173.txt : 20170602 0000950142-17-001173.hdr.sgml : 20170602 20170602191041 ACCESSION NUMBER: 0000950142-17-001173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weber Tracey Drake CENTRAL INDEX KEY: 0001582414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 17889566 MAIL ADDRESS: STREET 1: 6355 SOUTH BUFFALO DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89113 4 1 es1700707_4-weber.xml OWNERSHIP DOCUMENT X0306 4 2017-05-31 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001582414 Weber Tracey Drake C/O HOUGHTON MIFFLIN HARCOURT CO. 125 HIGH STREET BOSTON MA 02110 1 0 0 0 Common Stock 2017-05-31 4 M 0 4944 0.00 A 4944 D Restricted Stock Units 2017-05-31 4 M 0 4944 0.00 D Common Stock 4944 0 D Restricted Stock Units 2017-05-31 4 A 0 6883 0.00 A Common Stock 6883 6883 D Each restricted stock unit represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. The restricted stock units vested on May 31, 2017 and were settled in exchange for a like amount of shares of the Company's common stock. This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. /s/ William F. Bayers, Attorney-in-Fact 2017-06-02