0000950142-15-002302.txt : 20151029
0000950142-15-002302.hdr.sgml : 20151029
20151029173457
ACCESSION NUMBER: 0000950142-15-002302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151028
FILED AS OF DATE: 20151029
DATE AS OF CHANGE: 20151029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cannon Timothy Lon
CENTRAL INDEX KEY: 0001585040
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 151184759
MAIL ADDRESS:
STREET 1: C/O HMH; 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
es1501289_4-cannon.xml
OWNERSHIP DOCUMENT
X0306
4
2015-10-28
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001585040
Cannon Timothy Lon
C/O HOUGHTON MIFFLIN HARCOURT CO.,
222 BERKELEY STREET
BOSTON
MA
02116
0
1
0
0
See remarks.
Common Stock
2015-10-28
4
M
0
15000
12.50
A
27567
D
Common Stock
2015-10-28
4
S
0
15000
20.00
D
12567
D
Employee Stock Option (Right to Buy)
12.50
2015-10-28
4
M
0
15000
0
D
2019-06-22
Common Stock
15000
217017
D
These shares were sold pursuant to a Rule 10b5-1 trading plan.
These employee stock options have vested and are currently exercisable.
Executive Vice President, HMH International Operations and Global Strategic Alliances. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
/s/ William F. Bayers, Attorney-in-Fact
2015-10-29