0001140361-16-060675.txt : 20160408 0001140361-16-060675.hdr.sgml : 20160408 20160408160746 ACCESSION NUMBER: 0001140361-16-060675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160406 FILED AS OF DATE: 20160408 DATE AS OF CHANGE: 20160408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Del Taco Restaurants, Inc. CENTRAL INDEX KEY: 0001585583 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 25521 COMMERCENTRE DRIVE CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 949-462-9300 MAIL ADDRESS: STREET 1: 25521 COMMERCENTRE DRIVE CITY: LAKE FOREST STATE: CA ZIP: 92630 FORMER COMPANY: FORMER CONFORMED NAME: Levy Acquisition Corp DATE OF NAME CHANGE: 20130830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lennon Jonathan CENTRAL INDEX KEY: 0001593897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161562769 MAIL ADDRESS: STREET 1: C/O PLEASANT LAKE PARTNERS LLC STREET 2: 110 GREENE STREET, SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pleasant Lake Offshore Master Fund L.P. CENTRAL INDEX KEY: 0001593896 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161562770 BUSINESS ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-554-0680 MAIL ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pleasant Lake Onshore GP LLC CENTRAL INDEX KEY: 0001593895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161562771 BUSINESS ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-554-0680 MAIL ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLP MM LLC CENTRAL INDEX KEY: 0001593893 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161562772 BUSINESS ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-554-0680 MAIL ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pleasant Lake Partners LLC CENTRAL INDEX KEY: 0001580144 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161562773 BUSINESS ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-554-0680 MAIL ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10012 4 1 doc1.xml FORM 4 X0306 4 2016-04-06 1 0001585583 Del Taco Restaurants, Inc. TACO 0001580144 Pleasant Lake Partners LLC 110 GREENE STREET SUITE 604 NEW YORK NY 10012 0 0 1 0 0001593893 PLP MM LLC 110 GREENE STREET SUITE 604 NEW YORK NY 10012 0 0 1 0 0001593895 Pleasant Lake Onshore GP LLC 110 GREENE STREET SUITE 604 NEW YORK NY 10012 0 0 1 0 0001593896 Pleasant Lake Offshore Master Fund L.P. 110 GREENE STREET SUITE 604 NEW YORK NY 10012 0 0 1 0 0001593897 Lennon Jonathan C/O PLEASANT LAKE PARTNERS LLC 110 GREENE STREET, SUITE 604 NEW YORK NY 10012 0 0 1 0 Common Stock 2016-04-06 4 S 0 1450000 9.86 D 3572533 I See Footnotes Shares reported herein represent 1,072,533 shares held by Pleasant Lake Offshore Master Fund L.P. (the "Master Fund") and 2,500,000 shares held by Pleasant Lake Opportunities Fund LP (the "Partnership"). Pleasant Lake Partners LLC ("PLP") serves as the investment manager for both the Master Fund and the Partnership. PL Opportunities GP LLC ("Partnership GP LLC") serves as General Partner of the Partnership and Pleasant Lake Onshore GP LLC serves as General Partner of the Master Fund ("Master GP LLC"). PLP MM LLC is the managing member of PLP. Jonathan Lennon serves as manager of PLP MM LLC, Master GP LLC and Partnership GP LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose. /s/ PLEASANT LAKE PARTNERS LLC By: PLP MM LLC, its Managing Member By: Jonathan Lennon, Manager 2016-04-08 /s/ PLP MM LLC By: Jonathan Lennon, Manager 2016-04-08 /s/ PLEASANT LAKE ONSHORE GP LLC By: Jonathan Lennon, Manager 2016-04-08 /s/ PLEASANT LAKE OFFSHORE MASTER FUND L.P. By: Pleasant Lake Onshore GP LLC, its General Partner By: Jonathan Lennon, Manager 2016-04-08 /s/ JONATHAN LENNON 2016-04-08 /s/ PLEASANT LAKE OPPORTUNITIES FUND L.P. By: PL Opportunities GP LLC, its General Partner By: Jonathan Lennon, Manager 2016-04-08