0001140361-16-060675.txt : 20160408
0001140361-16-060675.hdr.sgml : 20160408
20160408160746
ACCESSION NUMBER: 0001140361-16-060675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160406
FILED AS OF DATE: 20160408
DATE AS OF CHANGE: 20160408
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Del Taco Restaurants, Inc.
CENTRAL INDEX KEY: 0001585583
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 25521 COMMERCENTRE DRIVE
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
BUSINESS PHONE: 949-462-9300
MAIL ADDRESS:
STREET 1: 25521 COMMERCENTRE DRIVE
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
FORMER COMPANY:
FORMER CONFORMED NAME: Levy Acquisition Corp
DATE OF NAME CHANGE: 20130830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lennon Jonathan
CENTRAL INDEX KEY: 0001593897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161562769
MAIL ADDRESS:
STREET 1: C/O PLEASANT LAKE PARTNERS LLC
STREET 2: 110 GREENE STREET, SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pleasant Lake Offshore Master Fund L.P.
CENTRAL INDEX KEY: 0001593896
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161562770
BUSINESS ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
BUSINESS PHONE: 212-554-0680
MAIL ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pleasant Lake Onshore GP LLC
CENTRAL INDEX KEY: 0001593895
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161562771
BUSINESS ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
BUSINESS PHONE: 212-554-0680
MAIL ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLP MM LLC
CENTRAL INDEX KEY: 0001593893
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161562772
BUSINESS ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
BUSINESS PHONE: 212-554-0680
MAIL ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pleasant Lake Partners LLC
CENTRAL INDEX KEY: 0001580144
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161562773
BUSINESS ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
BUSINESS PHONE: 212-554-0680
MAIL ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10012
4
1
doc1.xml
FORM 4
X0306
4
2016-04-06
1
0001585583
Del Taco Restaurants, Inc.
TACO
0001580144
Pleasant Lake Partners LLC
110 GREENE STREET
SUITE 604
NEW YORK
NY
10012
0
0
1
0
0001593893
PLP MM LLC
110 GREENE STREET
SUITE 604
NEW YORK
NY
10012
0
0
1
0
0001593895
Pleasant Lake Onshore GP LLC
110 GREENE STREET
SUITE 604
NEW YORK
NY
10012
0
0
1
0
0001593896
Pleasant Lake Offshore Master Fund L.P.
110 GREENE STREET
SUITE 604
NEW YORK
NY
10012
0
0
1
0
0001593897
Lennon Jonathan
C/O PLEASANT LAKE PARTNERS LLC
110 GREENE STREET, SUITE 604
NEW YORK
NY
10012
0
0
1
0
Common Stock
2016-04-06
4
S
0
1450000
9.86
D
3572533
I
See Footnotes
Shares reported herein represent 1,072,533 shares held by Pleasant Lake Offshore Master Fund L.P. (the "Master Fund") and 2,500,000 shares held by Pleasant Lake Opportunities Fund LP (the "Partnership"). Pleasant Lake Partners LLC ("PLP") serves as the investment manager for both the Master Fund and the Partnership. PL Opportunities GP LLC ("Partnership GP LLC") serves as General Partner of the Partnership and Pleasant Lake Onshore GP LLC serves as General Partner of the Master Fund ("Master GP LLC"). PLP MM LLC is the managing member of PLP. Jonathan Lennon serves as manager of PLP MM LLC, Master GP LLC and Partnership GP LLC.
Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
/s/ PLEASANT LAKE PARTNERS LLC By: PLP MM LLC, its Managing Member By: Jonathan Lennon, Manager
2016-04-08
/s/ PLP MM LLC By: Jonathan Lennon, Manager
2016-04-08
/s/ PLEASANT LAKE ONSHORE GP LLC By: Jonathan Lennon, Manager
2016-04-08
/s/ PLEASANT LAKE OFFSHORE MASTER FUND L.P. By: Pleasant Lake Onshore GP LLC, its General Partner By: Jonathan Lennon, Manager
2016-04-08
/s/ JONATHAN LENNON
2016-04-08
/s/ PLEASANT LAKE OPPORTUNITIES FUND L.P. By: PL Opportunities GP LLC, its General Partner By: Jonathan Lennon, Manager
2016-04-08