0000899243-21-027614.txt : 20210706 0000899243-21-027614.hdr.sgml : 20210706 20210706183426 ACCESSION NUMBER: 0000899243-21-027614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sarna Surbhi CENTRAL INDEX KEY: 0001781561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39334 FILM NUMBER: 211075619 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROGENITY, INC. CENTRAL INDEX KEY: 0001580063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 273950390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4330 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 855-293-2639 MAIL ADDRESS: STREET 1: 4330 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: ASCENDANT MDX, INC. DATE OF NAME CHANGE: 20130625 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-01 0 0001580063 PROGENITY, INC. PROG 0001781561 Sarna Surbhi C/O PROGENITY, INC. 4330 LA JOLLA VILLAGE DRIVE, SUITE 200 SAN DIEGO CA 92122 1 0 0 0 Common Stock 2021-07-01 4 A 0 60137 0.00 A 60137 D Stock Option (Right to Buy) 3.41 2021-07-01 4 A 0 96456 0.00 A 2031-07-01 Common Stock 96456 96456 D Represents 60,137 restricted stock units, which vest in equal installments on the first, second, third and fourth anniversaries of July 1, 2021, subject to the Reporting Person's continued service to the Issuer. This option represents the right to purchase 96,456 shares of the Issuer's common stock, which vest in equal installments on the first, second, third and fourth anniversaries of July 1, 2021, subject to the Reporting Person's continued service to the Issuer. /s/ Will Pridgen, Attorney-in-Fact for Surbhi Sarna 2021-07-06