Ayala Pharmaceuticals Inc

0001752724-20-271854.txt : 20201228 0001752724-20-271854.hdr.sgml : 20201228 20201228110241 ACCESSION NUMBER: 0001752724-20-271854 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201228 PERIOD START: 20210731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ark ETF Trust CENTRAL INDEX KEY: 0001579982 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22883 FILM NUMBER: 201415851 BUSINESS ADDRESS: STREET 1: 155 WEST 19TH STREET, FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 212.426.7040 MAIL ADDRESS: STREET 1: 155 WEST 19TH STREET, FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011

0001579982 S000052299 ARK Israel Innovative Technology ETF

C000164427 ARK Israel Innovative Technology ETF IZRL

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Schedule of Investments

The ARK Israel Innovative Technology ETF

October 31, 2020 (Unaudited)

Investments	Shares		Value
COMMON STOCKS–100.0%

Aerospace & Defense - 5.0%
Elbit Systems Ltd. (Israel)		8,984	$	1,016,610
RADA Electronic Industries Ltd. (Israel)*		158,968		1,012,626
Total Aerospace & Defense				2,029,236

Biotechnology - 11.9%
Ayala Pharmaceuticals, Inc. (Israel)*		67,226		775,788
Gamida Cell Ltd. (Israel)*		206,649		1,049,777
Kamada Ltd. (Israel)*		134,943		968,554
Pluristem Therapeutics, Inc.*		101,615		941,971
UroGen Pharma Ltd.*		47,337		1,066,029
Total Biotechnology				4,802,119

Communications Equipment - 18.1%
AudioCodes Ltd. (Israel)		32,097		930,492
BATM Advanced Communications (Israel)*		717,716		944,460
Ceragon Networks Ltd. (Israel)*		418,302		924,447
Gilat Satellite Networks Ltd. (Israel)*		213,829		1,280,836
Ituran Location and Control Ltd. (Israel)		77,435		1,095,705
Radware Ltd. (Israel)*		43,779		985,027
Silicom Ltd. (Israel)*		30,203		1,123,854
Total Communications Equipment				7,284,821

Diversified Telecommunication - 2.5%
Bezeq The Israeli Telecommunication Corp. Ltd. (Israel)*		884,156		1,008,006

Health Care Equipment & Supplies - 5.0%
Inmode Ltd.*		26,404		965,330
PolyPid Ltd. (Israel)*		99,468		1,036,457
Total Health Care Equipment & Supplies				2,001,787

Hotels, Restaurants & Leisure - 2.4%
Fattal Holdings 1998 Ltd. (Israel)*		15,977		963,663

Internet & Direct Marketing Retail - 2.5%
Fiverr International Ltd. (Israel)*		6,928		1,014,398

IT Services - 7.8%
Matrix IT Ltd. (Israel)		44,470		1,025,975
One Software Technologies Ltd. (Israel)		13,308		1,170,088
Wix.com Ltd. (Israel)*		3,739		924,730
Total IT Services				3,120,793

Life Sciences Tools & Services - 2.0%
Compugen Ltd. (Israel)*		61,976		798,871

Media - 2.4%
Perion Network Ltd. (Israel)*		138,502		960,511

Pharmaceuticals - 7.5%
Biondvax Pharmaceuticals Ltd. (Israel)*^(a)		26,541		79,623
Redhill Biopharma Ltd. (Israel)*^(a)		106,708		892,079
Taro Pharmaceutical Industries Ltd.*		17,926		1,051,001
Teva Pharmaceutical Industries Ltd. (Israel)*^(a)		115,244		1,004,928
Total Pharmaceuticals				3,027,631

Professional Services - 2.7%
Danel Adir Yeoshua Ltd. (Israel)		8,682		1,093,376

Semiconductors & Semiconductor Equipment - 8.0%
Camtek Ltd. (Israel)*		58,580		1,033,351
Nova Measuring Instruments Ltd. (Israel)*		18,441		1,025,873
Tower Semiconductor Ltd. (Israel)*		54,376		1,147,334
Total Semiconductors & Semiconductor Equipment				3,206,558

Software - 14.8%
Allot Ltd. (Israel)*		105,709		965,123
Check Point Software Technologies Ltd. (Israel)*		8,394		953,223
CyberArk Software Ltd.*		9,553		947,180
Hilan Ltd. (Israel)		24,566		1,097,966
Nice Ltd. (Israel)*^(a)		4,567		1,042,463
Sapiens International Corp. NV (Israel)		35,282		957,201
Total Software				5,963,156

Technology Hardware, Storage & Peripherals - 2.1%
Stratasys Ltd.*		64,709		826,981

Wireless Telecommunication Services - 5.3%
Cellcom Israel Ltd. (Israel)*		276,762		1,073,126
Partner Communications Co. Ltd. (Israel)*		271,795		1,062,630
Total Wireless Telecommunication Services				2,135,756

Total Common Stocks
(Cost $41,475,473)				40,237,663
MONEY MARKET FUND–0.0%^(b)
Morgan Stanley Institutional Liquidity Fund - Government Portfolio, 0.02% ^(c)
(Cost $16,852)		16,852		16,852

Total Investments–100.0%
(Cost $41,492,325)				40,254,515
Liabilities in Excess of Other Assets–(0.0)%^(b)				(15,377	)
Net Assets–100.0%			$	40,239,138

*	Non-income producing security
(a)	American Depositary Receipt
(b)	Less than 0.05%
(c)	Rate shown represents annualized 7-day yield as of October 31, 2020.

Country	Value			% of Net Assets
Israel	$	34,439,171			85.6	%
United States		5,815,344			14.4
Total Investments		40,254,515			100.0
Liabilities in Excess of Other Assets		(15,377	)		0.0	^(b)
Net Assets	$	40,239,138			100.0	%

Schedule of Investments (continued)

The ARK Israel Innovative Technology ETF

October 31, 2020 (Unaudited)

Fair Value Measurement

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

• Level 1 — Quoted prices in active markets for identical assets.

• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

• Level 3 — Significant unobservable inputs (including each Fund’s own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the valuations as of October 31, 2020, based upon the three levels defined above:

The ARK Israel Innovative Technology ETF	Level 1		Level 2		Level 3		Total
Assets
Common Stocks^‡	$	40,237,663	$	–	$	–	$	40,237,663
Money Market Fund		16,852		–		–		16,852
Total	$	40,254,515	$	–	$	–	$	40,254,515

‡	Please refer to the Schedule of Investments to view securities segregated by industry type.