Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001213900-25-090719
Filing Date
2025-09-23
Accepted
2025-09-23 17:26:06
Documents
2

Document Format Files

Seq Description Document Type Size
1 40-APP ea0258052-01_40app.htm 40-APP 135687
2 40-APP ea0258052-01_40app.pdf 40-APP 357341
  Complete submission text file 0001213900-25-090719.txt   629648
Mailing Address 155 WEST 19TH STREET, FIFTH FLOOR NEW YORK NY 10011
Business Address 155 WEST 19TH STREET, FIFTH FLOOR NEW YORK NY 10011 212.426.7040
ARK ETF Trust (Filer) CIK: 0001579982 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP | Act: 98 | File No.: 812-15903 | Film No.: 251334702

Mailing Address 200 CENTRAL AVENUE ST. PETERSBURG FL 33701
Business Address 200 CENTRAL AVENUE ST. PETERSBURG FL 33701 212-426-7040
ARK Investment Management LLC (Filer) CIK: 0001697748 (see all company filings)

EIN.: 464309299 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15903-01 | Film No.: 251334703