0001603582-21-000002.txt : 20211203
0001603582-21-000002.hdr.sgml : 20211203
20211203212850
ACCESSION NUMBER: 0001603582-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20211203
DATE AS OF CHANGE: 20211203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes George B
CENTRAL INDEX KEY: 0001603582
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 211471777
MAIL ADDRESS:
STREET 1: C/O RESONANT INC.
STREET 2: 10900 STONELAKE BLVD., SUITE 100, OFFICE
CITY: AUSTIN
STATE: TX
ZIP: 78759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resonant Inc
CENTRAL INDEX KEY: 0001579910
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 454320930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: (805) 308-9803
MAIL ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-12-01
0
0001579910
Resonant Inc
RESN
0001603582
Holmes George B
C/O RESONANT INC.
10900 STONELAKE BLVD., SUITE 100, OFFICE
AUSTIN
TX
78759
1
1
0
0
Chief Executive Officer
Common Stock
2021-12-01
4
M
0
24013
A
450809
D
Common Stock
2021-12-01
4
M
0
3205
A
454014
D
Common Stock
2021-12-01
4
M
0
24013
A
478027
D
Common Stock
2021-12-01
4
M
0
50000
A
528027
D
Common Stock
2021-12-01
4
M
0
38610
A
566637
D
Common Stock
2021-12-02
4
S
0
39857
1.8982
D
526780
D
Common Stock
2021-12-03
4
S
0
26344
1.748
D
500436
D
Restricted Stock Units
2021-12-01
4
M
0
24013
0
D
Common Stock
24013
0
D
Restricted Stock Units
2021-12-01
4
M
0
3205
0
D
Common Stock
3205
3205
D
Restricted Stock Units
2021-12-01
4
M
0
24013
0
D
Common Stock
24013
24013
D
Restricted Stock Units
2021-12-01
4
M
0
50000
0
D
Common Stock
50000
100000
D
Restricted Stock Units
2021-12-01
4
M
0
38610
0
D
Common Stock
38610
115830
D
Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
24,013 restricted stock units vested on each of December 1, 2018, December 1, 2019, December 2, 2020, and December 1, 2021.
3,206 restricted stock units vested on December 2, 2019, installments of 3,205 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 3,205 restricted stock units will vest on December 1, 2022.
24,014 restricted stock units vested on December 2, 2019, installments of 24,013 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 24,013 restricted stock units will vest on December 1, 2022.
50,000 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 50,000 restricted stock units will vest on each of December 1, 2022, and December 1, 2023.
38,610 restricted stock units vested on December 1, 2021, and installments of 38,610 restricted stock units will vest on each of December 1, 2022, December 1, 2023 and December 1, 2024.
/s/Martin S. McDermut, Attorney-In-Fact
2021-12-03