0001603582-20-000001.txt : 20200213 0001603582-20-000001.hdr.sgml : 20200213 20200213201324 ACCESSION NUMBER: 0001603582-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200212 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes George B CENTRAL INDEX KEY: 0001603582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 20613082 MAIL ADDRESS: STREET 1: C/O RESONANT INC. STREET 2: 175 CREMONA DRIVE, SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 CREMONA DRIVE STREET 2: SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 175 CREMONA DRIVE STREET 2: SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-02-12 0 0001579910 Resonant Inc RESN 0001603582 Holmes George B C/O RESONANT INC. 175 CREMONA DRIVE, SUITE 200 GOLETA CA 93117 1 1 0 0 Chief Executive Officer Restricted Stock Units 2020-02-12 4 A 0 200000 0 A Common Stock 200000 200000 D Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. The restricted stock units will vest in four installments of 50,000 shares on each of December 1, 2020, December 1, 2021, December 1, 2022, and December 1, 2023. /s/Martin S. McDermut, Attorney-In-Fact 2020-02-13