0001144204-18-034274.txt : 20180614 0001144204-18-034274.hdr.sgml : 20180614 20180614175516 ACCESSION NUMBER: 0001144204-18-034274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180612 FILED AS OF DATE: 20180614 DATE AS OF CHANGE: 20180614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conrad Brett CENTRAL INDEX KEY: 0001730806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 18900238 MAIL ADDRESS: STREET 1: 1312 CEDAR ST. CITY: SANTA MONICA STATE: CA ZIP: 90405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 CASTILIAN DRIVE STREET 2: SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 110 CASTILIAN DRIVE STREET 2: SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 4 1 tv496521_4.xml OWNERSHIP DOCUMENT X0306 4 2018-06-12 0 0001579910 Resonant Inc RESN 0001730806 Conrad Brett C/O RESONANT INC. CASTILLIAN DRIVE, SUITE 100 GOLETA CA 93117 1 0 0 0 Restricted Stock Units 2018-06-12 4 A 0 24000 0 A Common Stock 24000 24000 D Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 12, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 12, 2020. /s/ Brett Conrad 2018-06-13