EX-99.(H)(XII) 6 tm2326195d3_ex99-xhxxii.htm EXHIBIT 99.(H)(XII)

 

Exhibit 99.(h)(xii)

 

 

December 12, 2023

 

State Street Bank and Trust Company

1 Iron Street

Boston, MA 02210

Attention: Scott Shirrell, Vice President

 

Re: Calamos ETF Trust (the “Fund”)

 

Ladies and Gentlemen:

 

Please be advised that the Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended, and has established the new series of shares identified under its name on Exhibit A hereto (the “Portfolio”).

 

In accordance with Section 8.6, the Additional Portfolios provision, of the Master Services Agreement dated as of March 15, 2004, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the Fund, on behalf the Portfolio, hereby requests that State Street perform certain accounting and fund administration services for the Portfolio under the terms of the Agreement, and that Appendix A to the Agreement is hereby amended and restated as set forth on Exhibit B attached hereto. In connection with such request, the Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 4.2 of the Agreement, and, for the avoidance of doubt, acknowledges and confirms to State Street that the letter agreement dated March 31, 2006 (“Third Side Letter”) by and among certain funds in the Calamos Family of Funds and State Street shall also apply to the Portfolio, and the Fund agrees to be bound by all the terms and conditions of the Third Side Letter.

 

Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.

 

  Sincerely,
   
  Calamos ETF trust
  on behalf of:
   Calamos Alternative Nasdaq & Bond ETF
   
  By: /s/ Stephen M. Atkins
  Name: Stephen Atkins
  Title: Treasurer, Duly Authorized

 

Agreed and Accepted:  
   
STATE STREET BANK AND TRUST COMPANY  
   
By: /s/ Scott Shirrell  
Name: Scott Shirrell  
Title: Vice President, Duly Authorized  

Effective Date: December 12, 2023

 

 

 

 

EXHIBIT B

 

Calamos ETF Trust

Calamos Alternative Nasdaq & Bond ETF

 

 

 

 

EXHIBIT A

 

Appendix A

to

Master Services Agreement

 

Management Investment Companies Registered with the SEC and Portfolios thereof, if any

 

Calamos Advisors Trust
Calamos Growth and Income Portfolio 36-7271106
   
Calamos ETF Trust
Calamos Antetokounmpo Global Sustainable Equities ETF 88-4166679
Calamos Convertible Equity Alternative ETF 93-1403228
Calamos CEF Income & Arbitrage ETF 93-3384806
Calamos Alternative Nasdaq & Bond ETF 93-4047483
   
Calamos Investment Trust
Calamos Convertible Fund 36-3316238
Calamos Dividend Growth Fund 46-2951829
Calamos Evolving World Growth Fund 26-2192228
Calamos Global Convertible Fund 47-2271491
Calamos Global Equity Fund 20-8166626
Calamos Global Opportunities Fund 36-4088206
Calamos Growth Fund 36-3723359
Calamos Growth and Income Fund 36-3575418
Calamos Hedged Equity Fund 47-2255361
Calamos High Income Opportunities Fund 36-4307069
Calamos International Growth Fund 20-2395043
Calamos Market Neutral Income Fund 36-3723358
Calamos Select Fund 22-3848966
Calamos Phineus Long/Short Fund 47-5668954
Calamos Total Return Bond Fund 20-8872705
Calamos Short-Term Bond Fund 83-0775729
Calamos Timpani Small Cap Growth Fund 83-3325222
Calamos Timpani SMID Growth Fund 83-4647954
Calamos International Small Cap Growth Fund 87-4563290
Calamos Merger Arbitrage Fund 93-1422103
   
Calamos Antetokounmpo Sustainable Equities Trust
Calamos Antetokounmpo Sustainable Equities Fund 88-3877464
   
Calamos Convertible Opportunities and Income Fund 03-0426532
Calamos Convertible and High Income Fund 02-0683363
Calamos Strategic Total Return Fund 04-3785941
Calamos Global Total Return Fund 20-3377281
Calamos Global Dynamic Income Fund 20-8819776
Calamos Dynamic Convertible and Income Fund 47-1549409
Calamos Long/Short Equity & Dynamic Income Trust 82-2860404