0001654954-18-011574.txt : 20181025
0001654954-18-011574.hdr.sgml : 20181025
20181025210219
ACCESSION NUMBER: 0001654954-18-011574
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181023
FILED AS OF DATE: 20181025
DATE AS OF CHANGE: 20181025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fallon Neil
CENTRAL INDEX KEY: 0001606159
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38014
FILM NUMBER: 181140142
MAIL ADDRESS:
STREET 1: 1700 EAST 68TH AVENUE
CITY: DENVER
STATE: CO
ZIP: 80229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Age Beverages Corp
CENTRAL INDEX KEY: 0001579823
STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082]
IRS NUMBER: 272432263
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 EAST
STREET 2: 68TH AVENUE
CITY: DENVER
STATE: CO
ZIP: 80229
BUSINESS PHONE: 303-289-8655
MAIL ADDRESS:
STREET 1: 1700 EAST
STREET 2: 68TH AVENUE
CITY: DENVER
STATE: CO
ZIP: 80229
FORMER COMPANY:
FORMER CONFORMED NAME: American Brewing Company, Inc.
DATE OF NAME CHANGE: 20130620
4
1
section16.xml
FORM 4
X0306
4
2018-10-23
false
0001579823
New Age Beverages Corp
NBEV
0001606159
Fallon Neil
C/O NEW AGE BEVERAGES CORPORATION
1700 E. 68TH AVENUE
DENVER
CO
80229
true
false
common stock
2018-10-23
4
A
false
5127000
A
5350758
D
Series C Convertible Preferred Stock
2018-10-23
4
M
false
5127
D
Common Stock
5127000
0
D
On September 20, 2018, the Reporting Party entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which, the Reporting Person exchanged 5,127,000 shares of the Issuer's common stock for 5,127 shares of the Issuer's newly issued Series C Convertible Preferred Stock Each share of Series C Preferred Stock converts into 1,000 shares of the Issuer's common stock, upon the date on which an amendment to the Issuer's Articles of Incorporation as amended, is filed with the Secretary of State of the State of Washington to increase the authorized shares of the Issuer's common stock from 50,000,000 to 100,000,000 shares. The share exchange contemplated in the Exchange Agreement, and the derivative securities issued thereunder as disclosed herein, is an exempt Rule 16b-3 transaction. On October 23, 2018, the Articles of Incorporation were amended to increase the authorized shares of the Issuer's common stock to 100,000,000, and in accord with the terms of the Exchange Agreement, the 5,127 shares of Series C Convertible Preferred Stock held by the Reporting Person converted into 5,127,000 shares of the Issuer's common stock.
/s/ Neil Fallon
2018-10-25