0001654954-18-010470.txt : 20180925 0001654954-18-010470.hdr.sgml : 20180925 20180925184416 ACCESSION NUMBER: 0001654954-18-010470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180921 FILED AS OF DATE: 20180925 DATE AS OF CHANGE: 20180925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Neil CENTRAL INDEX KEY: 0001606159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38014 FILM NUMBER: 181086555 MAIL ADDRESS: STREET 1: 1700 EAST 68TH AVENUE CITY: DENVER STATE: CO ZIP: 80229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Age Beverages Corp CENTRAL INDEX KEY: 0001579823 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 272432263 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 EAST STREET 2: 68TH AVENUE CITY: DENVER STATE: CO ZIP: 80229 BUSINESS PHONE: 303-289-8655 MAIL ADDRESS: STREET 1: 1700 EAST STREET 2: 68TH AVENUE CITY: DENVER STATE: CO ZIP: 80229 FORMER COMPANY: FORMER CONFORMED NAME: American Brewing Company, Inc. DATE OF NAME CHANGE: 20130620 4 1 section16.xml FORM 4 X0306 4 2018-09-21 0001579823 New Age Beverages Corp NBEV 0001606159 Fallon Neil C/O NEW AGE BEVERAGES CORPORATION 1700 E. 68TH AVENUE DENVER CO 80229 true true Common Stock 2018-09-21 4 D false 5127000 D 223758 D Series C Convertible Preferred Stock 2018-09-21 4 A false 5127 A Common Stock 5127000 5127000 D On September 20, 2018, the Reporting Party entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which, the Reporting Person exchanged 5,127,000 shares of the Issuer's common stock for 5,127 shares of the Issuer's newly issued Series C Convertible Preferred Stock. Each share of Series C Convertible Preferred Stock will convert into 1,000 shares of the Issuer's common stock, upon the date on which an amendment to the Issuer's Articles of Incorporation as amended, is filed with the Secretary of State of the State of Washington to increase the authorized shares of the Issuer's common stock from 50,000,000 to 100,000,000 shares. The share exchange contemplated in the Exchange Agreement, and the derivative securities issued thereunder as disclosed herein, is an exempt Rule 16b-3 transaction. /s/ Neil Fallon 2018-09-25