0001921094-24-000698.txt : 20240529 0001921094-24-000698.hdr.sgml : 20240529 20240529162338 ACCESSION NUMBER: 0001921094-24-000698 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240529 DATE AS OF CHANGE: 20240529 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Axsome Therapeutics, Inc. CENTRAL INDEX KEY: 0001579428 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 454241907 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37635 FILM NUMBER: 24998758 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: (212) 332-3241 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Coleman Mark CENTRAL INDEX KEY: 0001658379 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 25 BROADWAY STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 144 1 primary_doc.xml 144 0001658379 XXXXXXXX LIVE 0001579428 Axsome Therapeutics, Inc. 001-37635 ONE WORLD TRADE CENTER, 22ND FLOOR NEW YORK NY 10007 (212) 332-3241 Coleman Mark Director Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

5248 394332.00 47495827 05/29/2024 NASDAQ Common 01/03/2023 Exercise and Hold Axsome Therapeutics, Inc. N 5248 01/03/2023 Cash N MARK COLEMAN

ONE WORLD TRADE CENTER, 22ND FLOOR NEW YORK NY 10007

Axsome Therapeutics, Inc. 05/28/2024 5249 394774.00 05/29/2024 02/27/2024 MARK COLEMAN