0001209191-18-061260.txt : 20181206
0001209191-18-061260.hdr.sgml : 20181206
20181206162149
ACCESSION NUMBER: 0001209191-18-061260
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181203
FILED AS OF DATE: 20181206
DATE AS OF CHANGE: 20181206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katz Marc
CENTRAL INDEX KEY: 0001585978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36107
FILM NUMBER: 181220939
MAIL ADDRESS:
STREET 1: 1830 ROUTE 130 NORTH
CITY: BURLINGTON
STATE: NJ
ZIP: 08016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Burlington Stores, Inc.
CENTRAL INDEX KEY: 0001579298
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 800895227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 1830 ROUTE 130 NORTH
CITY: BURLINGTON
STATE: NJ
ZIP: 08016
BUSINESS PHONE: 6093877800
MAIL ADDRESS:
STREET 1: 1830 ROUTE 130 NORTH
CITY: BURLINGTON
STATE: NJ
ZIP: 08016
FORMER COMPANY:
FORMER CONFORMED NAME: Burlington Holdings, Inc.
DATE OF NAME CHANGE: 20130613
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-03
0
0001579298
Burlington Stores, Inc.
BURL
0001585978
Katz Marc
2006 ROUTE 130 NORTH
BURLINGTON
NJ
08016
0
1
0
0
Chief Financial Officer
Common Stock
2018-12-03
4
M
0
3667
4.55
A
103924
D
Common Stock
2018-12-03
4
S
0
400
164.86
D
103524
D
Common Stock
2018-12-03
4
S
0
535
166.70
D
102989
D
Common Stock
2018-12-03
4
S
0
1560
167.83
D
101429
D
Common Stock
2018-12-03
4
S
0
1694
168.86
D
99735
D
Common Stock
2018-12-03
4
S
0
2904
170.17
D
96831
D
Common Stock
2018-12-03
4
S
0
407
170.92
D
96424
D
Employee Stock Option (right to buy)
4.55
2018-12-03
4
M
0
3667
0.00
D
2023-06-20
Common Stock
3667
29332
D
The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June
6, 2018.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.45 to $165.17, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.16 to $167.09, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.28 to $168.22, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.38 to $169.24, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.81 to $170.68, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.81 to $170.99,
inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this
footnote to this Form 4.
The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on July 23, 2019.
/s/ Christopher Schaub, as attorney-in-fact for Marc Katz
2018-12-06