0001127602-22-007770.txt : 20220302 0001127602-22-007770.hdr.sgml : 20220302 20220302170905 ACCESSION NUMBER: 0001127602-22-007770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220228 FILED AS OF DATE: 20220302 DATE AS OF CHANGE: 20220302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levin David Saul CENTRAL INDEX KEY: 0001820551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 22704915 MAIL ADDRESS: STREET 1: EMERALD HOLDING, INC. STREET 2: 100 BROADWAY, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Emerald Holding, Inc. CENTRAL INDEX KEY: 0001579214 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 421775077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31910 DEL OBISPO STREET STREET 2: SUITE 200 CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 BUSINESS PHONE: 949-226-5700 MAIL ADDRESS: STREET 1: 31910 DEL OBISPO STREET STREET 2: SUITE 200 CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 FORMER COMPANY: FORMER CONFORMED NAME: Emerald Expositions Events, Inc. DATE OF NAME CHANGE: 20170330 FORMER COMPANY: FORMER CONFORMED NAME: Expo Event Holdco, Inc. DATE OF NAME CHANGE: 20130613 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-28 0001579214 Emerald Holding, Inc. EEX 0001820551 Levin David Saul EMERALD HOLDING, INC. 100 BROADWAY, 14TH FLOOR NEW YORK NY 10005 1 Common Stock 2022-02-28 4 P 0 20000 3.67 A 148459 D Common Stock 2022-02-28 4 A 0 20950 0 A 169409 D Common Stock 2022-03-01 4 P 0 8500 3.57 A 177909 D This transaction was executed in multiple trades at prices ranging from $3.61 to $3.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date, these restricted stock units will vest on February 28, 2023 and be settled, with respect to vested restricted stock units, in shares of common stock no later than 15 days after such vesting date. Notwithstanding the foregoing, upon a Change in Control (as defined in the 2017 Omnibus Equity Plan, as amended) prior to such vesting date and the reporting person's relief of service from the board of directors, all then-unvested restricted stock units shall become fully vested. This transaction was executed in multiple trades at prices ranging from $3.54 to $3.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ David Levin 2022-03-02