0000895345-21-000018.txt : 20210106 0000895345-21-000018.hdr.sgml : 20210106 20210106163452 ACCESSION NUMBER: 0000895345-21-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sedky Herve CENTRAL INDEX KEY: 0001836428 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 21511087 MAIL ADDRESS: STREET 1: EMERALD HOLDING, INC. STREET 2: 100 BROADWAY, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Emerald Holding, Inc. CENTRAL INDEX KEY: 0001579214 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 421775077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31910 DEL OBISPO STREET STREET 2: SUITE 200 CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 BUSINESS PHONE: 949-226-5700 MAIL ADDRESS: STREET 1: 31910 DEL OBISPO STREET STREET 2: SUITE 200 CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 FORMER COMPANY: FORMER CONFORMED NAME: Emerald Expositions Events, Inc. DATE OF NAME CHANGE: 20170330 FORMER COMPANY: FORMER CONFORMED NAME: Expo Event Holdco, Inc. DATE OF NAME CHANGE: 20130613 4 1 form4.xml X0306 4 2021-01-04 0001579214 Emerald Holding, Inc. EEX 0001836428 Sedky Herve EMERALD HOLDING, INC. 100 BROADWAY, 14TH FLOOR NEW YORK NY 10005 true CEO & President Common Stock 2021-01-04 4 A 0 337643 0 A 337643 D Stock Option (Right to Buy) 5.26 2021-01-04 4 A 0 1230380 0 A 2031-01-04 Common Stock 1230380 1230380 D Stock Option (Right to Buy) 6 2021-01-04 4 A 0 1050000 0 A 2031-01-04 Common Stock 1050000 1050000 D Stock Option (Right to Buy) 8 2021-01-04 4 A 0 1050000 0 A 2031-01-04 Common Stock 1050000 1050000 D The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, 100,000 of these restricted stock units will vest as to 20% on each of January 4, 2022, January 4, 2023, January 4, 2024, January 4, 2025 and January 4, 2026 and be settled, with respect to vested restricted stock units, in shares of common stock no later than 15 days after each applicable vesting date. Notwithstanding the foregoing, underlying shares will become fully vested upon a Change in Control (as defined in the Emerald Expositions Events, Inc. 2017 Omnibus Equity Plan), and partial acceleration of vesting will apply in the case of certain involuntary termination of employment events. In addition, in all cases, certain transfer restrictions will apply to settled shares until a date no later than January 4, 2028. The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, 237,643 of these restricted stock units will vest as to 50% on each of January 4, 2022 and January 4, 2023, and be settled, with respect to vested restricted stock units, in shares of common stock no later than 15 days after each applicable vesting date. Notwithstanding the foregoing, underlying shares will become fully vested upon a Change in Control, and partial acceleration of vesting will apply in the case of certain involuntary termination of employment events. In addition, in all cases, certain transfer restrictions will apply to settled shares until a date no later than January 4, 2028. Includes 337,643 unvested restricted stock units. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option will vest as to 20% on each of January 4, 2022, January 4, 2023, January 4, 2024, January 4, 2025 and January 4, 2026. Notwithstanding the foregoing, any then unvested stock options will become fully vested upon a Change in Control, and partial acceleration of vesting will apply in the case of certain involuntary termination of employment events. In addition, in all cases, certain transfer restrictions will apply to shares of the issuer's common stock underlying vested options until a date no later than January 4, 2028. /s/ Mitchell Gendel, Attorney-in-Fact for Herve Sedky 2021-01-06