0001192482-21-000733.txt : 20210929 0001192482-21-000733.hdr.sgml : 20210929 20210929090523 ACCESSION NUMBER: 0001192482-21-000733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210927 FILED AS OF DATE: 20210929 DATE AS OF CHANGE: 20210929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRELL PATRICK JOSEPH CENTRAL INDEX KEY: 0001612317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 211289560 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-09-27 0001578987 StoneCastle Financial Corp. BANX 0001612317 FARRELL PATRICK JOSEPH C/O STONECASTLE FINANCIAL CORP. 100 FILLMORE STREET, SUITE 325 DENVER CO 80206 0 1 0 0 Chief Financial Officer Common Stock 2021-09-27 4 P 0 500 21.5 A 2009 D Includes 9 shares issued in one transaction as part of the dividend reinvestment plan on June 29, 2015. /s/ Patrick Joseph Farrell 2021-09-29