0001192482-21-000733.txt : 20210929
0001192482-21-000733.hdr.sgml : 20210929
20210929090523
ACCESSION NUMBER: 0001192482-21-000733
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210927
FILED AS OF DATE: 20210929
DATE AS OF CHANGE: 20210929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARRELL PATRICK JOSEPH
CENTRAL INDEX KEY: 0001612317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22853
FILM NUMBER: 211289560
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: StoneCastle Financial Corp.
CENTRAL INDEX KEY: 0001578987
IRS NUMBER: 900934878
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 398-2929
MAIL ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-09-27
0001578987
StoneCastle Financial Corp.
BANX
0001612317
FARRELL PATRICK JOSEPH
C/O STONECASTLE FINANCIAL CORP.
100 FILLMORE STREET, SUITE 325
DENVER
CO
80206
0
1
0
0
Chief Financial Officer
Common Stock
2021-09-27
4
P
0
500
21.5
A
2009
D
Includes 9 shares issued in one transaction as part of the dividend reinvestment plan on June 29, 2015.
/s/ Patrick Joseph Farrell
2021-09-29