0001192482-21-000650.txt : 20210810 0001192482-21-000650.hdr.sgml : 20210810 20210810165105 ACCESSION NUMBER: 0001192482-21-000650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210806 FILED AS OF DATE: 20210810 DATE AS OF CHANGE: 20210810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reidy Karen CENTRAL INDEX KEY: 0001804404 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 211160641 MAIL ADDRESS: STREET 1: C/O STONECASTLE FINANCIAL CORP. STREET 2: 152 WEST 57TH STREET, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-08-06 0001578987 StoneCastle Financial Corp. BANX 0001804404 Reidy Karen C/O STONECASTLE FINANCIAL CORP. 100 FILLMORE STREET, SUITE 325 DENVER CO 80206 1 0 0 0 Common Stock 2021-08-06 4 P 0 11467 21.73 A 11467 D /s/ Karen Reidy 2021-08-09