0001192482-20-000188.txt : 20200309 0001192482-20-000188.hdr.sgml : 20200309 20200309141023 ACCESSION NUMBER: 0001192482-20-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200305 FILED AS OF DATE: 20200309 DATE AS OF CHANGE: 20200309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Emrich John Scott CENTRAL INDEX KEY: 0001777979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 20697523 MAIL ADDRESS: STREET 1: C/O DESTRA CAPITAL ADVISORS LLC STREET 2: 444 WEST LAKE STREET, SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-0070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-05 0001578987 StoneCastle Financial Corp. BANX 0001777979 Emrich John Scott C/O STONECASTLE FINANCIAL CORP. 100 FILLMORE STREET, SUITE 325 DENVER CO 80206 1 0 0 0 Common Stock 2020-03-05 4 P 0 2800 21.0218 A 2800 D /s/ John Scott Emrich 2020-03-09