0001192482-20-000188.txt : 20200309
0001192482-20-000188.hdr.sgml : 20200309
20200309141023
ACCESSION NUMBER: 0001192482-20-000188
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200305
FILED AS OF DATE: 20200309
DATE AS OF CHANGE: 20200309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emrich John Scott
CENTRAL INDEX KEY: 0001777979
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22853
FILM NUMBER: 20697523
MAIL ADDRESS:
STREET 1: C/O DESTRA CAPITAL ADVISORS LLC
STREET 2: 444 WEST LAKE STREET, SUITE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-0070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: StoneCastle Financial Corp.
CENTRAL INDEX KEY: 0001578987
IRS NUMBER: 900934878
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 398-2929
MAIL ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-03-05
0001578987
StoneCastle Financial Corp.
BANX
0001777979
Emrich John Scott
C/O STONECASTLE FINANCIAL CORP.
100 FILLMORE STREET, SUITE 325
DENVER
CO
80206
1
0
0
0
Common Stock
2020-03-05
4
P
0
2800
21.0218
A
2800
D
/s/ John Scott Emrich
2020-03-09