0001192482-20-000179.txt : 20200302 0001192482-20-000179.hdr.sgml : 20200302 20200302175830 ACCESSION NUMBER: 0001192482-20-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200302 DATE AS OF CHANGE: 20200302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stolper Michael CENTRAL INDEX KEY: 0001804467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 20678796 MAIL ADDRESS: STREET 1: C/O STONECASTLE FINANCIAL CORP. STREET 2: 152 WEST 57TH STREET, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-28 0001578987 StoneCastle Financial Corp. BANX 0001804467 Stolper Michael C/O STONECASTLE FINANCIAL CORP. 152 WEST 57TH STREET, 35TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2020-02-28 4 P 0 2000 20.0177 A 2000 D /s/ Michael Stolper 2020-03-02