0001192482-17-000059.txt : 20170310 0001192482-17-000059.hdr.sgml : 20170310 20170310111704 ACCESSION NUMBER: 0001192482-17-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Clara CENTRAL INDEX KEY: 0001586737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 17680767 BUSINESS ADDRESS: BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: STONECASTLE FINANCIAL CORP STREET 2: 152 WEST 57TH STREET, 35TH FL. CITY: NEW YORK STATE: NY ZIP: 10019 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-03-08 0 0001578987 StoneCastle Financial Corp. BANX 0001586737 Miller Clara STONECASTLE FINANCIAL CORP 152 WEST 57TH STREET, 35TH FL. NEW YORK NY 10019 1 0 0 0 Common stock 2017-03-08 4 P 0 1938 20.065 A 1938 D Common stock 2017-03-08 4 P 0 62 20.0975 A 2000 D Clara Miller 2017-03-10