0001192482-17-000059.txt : 20170310
0001192482-17-000059.hdr.sgml : 20170310
20170310111704
ACCESSION NUMBER: 0001192482-17-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: StoneCastle Financial Corp.
CENTRAL INDEX KEY: 0001578987
IRS NUMBER: 900934878
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-354-6500
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Clara
CENTRAL INDEX KEY: 0001586737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22853
FILM NUMBER: 17680767
BUSINESS ADDRESS:
BUSINESS PHONE: 212-354-6500
MAIL ADDRESS:
STREET 1: STONECASTLE FINANCIAL CORP
STREET 2: 152 WEST 57TH STREET, 35TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-03-08
0
0001578987
StoneCastle Financial Corp.
BANX
0001586737
Miller Clara
STONECASTLE FINANCIAL CORP
152 WEST 57TH STREET, 35TH FL.
NEW YORK
NY
10019
1
0
0
0
Common stock
2017-03-08
4
P
0
1938
20.065
A
1938
D
Common stock
2017-03-08
4
P
0
62
20.0975
A
2000
D
Clara Miller
2017-03-10