0001062993-24-013658.txt : 20240711 0001062993-24-013658.hdr.sgml : 20240711 20240711161044 ACCESSION NUMBER: 0001062993-24-013658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240711 FILED AS OF DATE: 20240711 DATE AS OF CHANGE: 20240711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRELL PATRICK JOSEPH CENTRAL INDEX KEY: 0001612317 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 241112166 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ArrowMark Financial Corp. CENTRAL INDEX KEY: 0001578987 ORGANIZATION NAME: IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: StoneCastle Financial Corp. DATE OF NAME CHANGE: 20130611 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-07-11 0001578987 ArrowMark Financial Corp. BANX 0001612317 FARRELL PATRICK JOSEPH C/O ARROWMARK FINANCIAL CORP. 100 FILLMORE STREET, SUITE 325 DENVER CO 80206 0 1 0 0 Chief Financial Officer 0 Common Stock 2024-07-11 4 P 0 650 18.81 A 5059 D /s/ Patrick Joseph Farrell 2024-07-11