0001062993-23-019226.txt : 20231011
0001062993-23-019226.hdr.sgml : 20231011
20231011104327
ACCESSION NUMBER: 0001062993-23-019226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231006
FILED AS OF DATE: 20231011
DATE AS OF CHANGE: 20231011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emrich John Scott
CENTRAL INDEX KEY: 0001777979
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22853
FILM NUMBER: 231319792
MAIL ADDRESS:
STREET 1: C/O DESTRA CAPITAL ADVISORS LLC
STREET 2: 444 WEST LAKE STREET, SUITE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-0070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ArrowMark Financial Corp.
CENTRAL INDEX KEY: 0001578987
IRS NUMBER: 900934878
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 398-2929
MAIL ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER COMPANY:
FORMER CONFORMED NAME: StoneCastle Financial Corp.
DATE OF NAME CHANGE: 20130611
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-10-06
0001578987
ArrowMark Financial Corp.
BANX
0001777979
Emrich John Scott
C/O ARROWMARK FINANCIAL CORP.
100 FILLMORE STREET, SUITE 325
DENVER
CO
80206
1
0
0
0
0
Common Stock
2023-10-06
4
P
0
7500
17.3373
A
8724.9245
D
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.25 to $17.3999, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ John Scott Emrich
2023-10-11