0001062993-23-010469.txt : 20230508
0001062993-23-010469.hdr.sgml : 20230508
20230508162817
ACCESSION NUMBER: 0001062993-23-010469
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230505
FILED AS OF DATE: 20230508
DATE AS OF CHANGE: 20230508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Staggs Dana
CENTRAL INDEX KEY: 0001934414
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22853
FILM NUMBER: 23898191
MAIL ADDRESS:
STREET 1: C/O ARROWMARK FINANCIAL CORP.
STREET 2: 340 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10173
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ArrowMark Financial Corp.
CENTRAL INDEX KEY: 0001578987
IRS NUMBER: 900934878
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 398-2929
MAIL ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER COMPANY:
FORMER CONFORMED NAME: StoneCastle Financial Corp.
DATE OF NAME CHANGE: 20130611
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-05
0001578987
ArrowMark Financial Corp.
BANX
0001934414
Staggs Dana
C/O ARROWMARK FINANCIAL CORP.
340 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10173
0
1
0
0
President
0
Common Stock
2023-05-05
4
P
0
2000
15.025
A
5501
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $15.40. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
/s/ Dana Staggs
2023-05-08