0001062993-22-015206.txt : 20220617 0001062993-22-015206.hdr.sgml : 20220617 20220617194041 ACCESSION NUMBER: 0001062993-22-015206 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220609 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Staggs Dana CENTRAL INDEX KEY: 0001934414 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 221025598 MAIL ADDRESS: STREET 1: C/O ARROWMARK FINANCIAL CORP. STREET 2: 340 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ArrowMark Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: StoneCastle Financial Corp. DATE OF NAME CHANGE: 20130611 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2022-06-09 0 0001578987 ArrowMark Financial Corp. BANX 0001934414 Staggs Dana C/O ARROWMARK FINANCIAL CORP. 340 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10173 0 1 0 0 President Common Stock 1001 D /s/ Dana Staggs 2022-06-17