X-17A-5: Submission Information

Report for the Period Beginning

10-01-2016

and Ending

09-30-2017

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

ACORNS SECURITIES, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

19900 MACARTHUR BLVD, SUITE #500

City

IRVINE

State/Country

CALIFORNIA

Mailing Zip/ Portal Code

92612

Name and Telephone Number of Person to Contact in Regard to this Report

Name

colin lam

Telephone Number

949-438-4245

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Moss Adams

Address 1

8800 East Raintree Drive, Suite 210

City

Scottsdale

State/Country

ARIZONA

Mailing Zip/ Postal Code

85260

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Colin Lam, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of ACORNS SECURITIES, LLC, as of 09-30-2017, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Colin Lam

Title

Controller

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information