0001144204-18-064549.txt : 20181214 0001144204-18-064549.hdr.sgml : 20181214 20181214082412 ACCESSION NUMBER: 0001144204-18-064549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181214 DATE AS OF CHANGE: 20181214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glaser Peter M CENTRAL INDEX KEY: 0001745452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 181234610 MAIL ADDRESS: STREET 1: C/O ALCENTRA CAPITAL CORPORATION STREET 2: 200 PARK AVENUE 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 4 1 tv509161_4.xml OWNERSHIP DOCUMENT X0306 4 2018-12-12 0 0001578620 Alcentra Capital Corp ABDC 0001745452 Glaser Peter M C/O ALCENTRA CAPITAL CORPORATION 200 PARK AVENUE 7TH FLOOR NEW YORK NY 10166 0 1 0 0 Co-President Common Stock 2018-12-12 4 P 0 20720 6.882 A 20720 D Common Stock 2018-12-12 4 P 0 16280 6.995 A 37000 D The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.69 to $7.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) in this Form 4. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.96 to $7.00 per share, inclusive. /s/ Peter M. Glaser 2018-12-14