0001144204-18-064549.txt : 20181214
0001144204-18-064549.hdr.sgml : 20181214
20181214082412
ACCESSION NUMBER: 0001144204-18-064549
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181212
FILED AS OF DATE: 20181214
DATE AS OF CHANGE: 20181214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glaser Peter M
CENTRAL INDEX KEY: 0001745452
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01064
FILM NUMBER: 181234610
MAIL ADDRESS:
STREET 1: C/O ALCENTRA CAPITAL CORPORATION
STREET 2: 200 PARK AVENUE 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcentra Capital Corp
CENTRAL INDEX KEY: 0001578620
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-922-8240
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
FORMER COMPANY:
FORMER CONFORMED NAME: Alcentra Capital Corp.
DATE OF NAME CHANGE: 20130605
4
1
tv509161_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-12-12
0
0001578620
Alcentra Capital Corp
ABDC
0001745452
Glaser Peter M
C/O ALCENTRA CAPITAL CORPORATION
200 PARK AVENUE 7TH FLOOR
NEW YORK
NY
10166
0
1
0
0
Co-President
Common Stock
2018-12-12
4
P
0
20720
6.882
A
20720
D
Common Stock
2018-12-12
4
P
0
16280
6.995
A
37000
D
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.69 to $7.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) in this Form 4.
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.96 to $7.00 per share, inclusive.
/s/ Peter M. Glaser
2018-12-14