0001144204-18-031151.txt : 20181002 0001144204-18-031151.hdr.sgml : 20181002 20180525172029 ACCESSION NUMBER: 0001144204-18-031151 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20180525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 CORRESP 1 filename1.htm

 

Eversheds Sutherland (US) LLP

700 Sixth Street, NW, Suite 700
Washington, DC 20001-3980

 

D: +1 202.383.0805
F: +1 202.637.3593

 

harrypangas@

eversheds-sutherland.com

 

May 25, 2018

 

Via EDGAR

 

Securities and Exchange Commission

Division of Investment Management

Attn: Dominic Minore, Esq.

100 F Street, N.E.

Washington, DC 20549

 

Re:Alcentra Capital Corporation

Preliminary Proxy Statement on Schedule 14A filed on May 11, 2018

File No. 814-01064

 

Dear Mr. Minore:

 

On behalf of Alcentra Capital Corporation (the “Company”), set forth below are the Company’s responses to the oral comments provided by the staff of the Division of Investment Management (the “Staff”) of the Securities and Exchange Commission (the “Commission”) to the Company on May 15, 2018 relating to the Company’s preliminary proxy statement on Schedule 14A (File No. 814-01064), filed with the Commission on May 11, 2018 (the “Proxy Statement”). The Staff’s comments are set forth below in italics and are followed by the Company’s responses.

 

1.Please confirm that all information required to be disclosed by Item 22(b)(11) of Schedule 14A has been included for each director in the Proxy Statement.

 

Response: The Company confirms to the Staff that all information required to be disclosed by Item 22(b)(11) of Schedule 14A has been included for each director in the Proxy Statement.

 

*   *   *

 

Eversheds Sutherland (US) LLP is part of a global legal practice, operating through various separate and distinct legal entities, under Eversheds Sutherland. For a full description of the structure and a list of offices, please visit www.eversheds-sutherland.com.

 

 

Mr. Dominic Minore

May 25, 2018

Page 2

 

If you have any questions or additional comments concerning the foregoing, please contact the undersigned at (202) 383-0805.

 

  Sincerely,
   
   
  /s/ Harry S. Pangas
   
  Harry S. Pangas

 

cc:David Scopelliti, Alcentra Capital Corporation

Ellida McMillan, Alcentra Capital Corporation

 

 

GRAPHIC 2 image_001.jpg GRAPHIC begin 644 image_001.jpg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end