0001144204-17-058588.txt : 20171114 0001144204-17-058588.hdr.sgml : 20171114 20171114070857 ACCESSION NUMBER: 0001144204-17-058588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171109 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Echausse Paul J CENTRAL INDEX KEY: 0001604612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 171198289 MAIL ADDRESS: STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 4 1 tv479424_4.xml OWNERSHIP DOCUMENT X0306 4 2017-11-09 0 0001578620 Alcentra Capital Corp ABDC 0001604612 Echausse Paul J C/O ALCENTRA CAPITAL CORP., 200 PARK AVE 7TH FL NEW YORK NY 10166 1 0 0 0 Common Stock 2017-11-09 4 S 0 10000 7.45 D 58945.9001 D Common Stock 2017-11-10 4 S 0 15000 7.32 D 43945.9001 D The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.29 to $7.68, inclusive. The reporting person undertakes to provide to Alcentra Capital Corporation any security holder of Alcentra Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Paul J. Echausse 2017-11-13