0001144204-17-058588.txt : 20171114
0001144204-17-058588.hdr.sgml : 20171114
20171114070857
ACCESSION NUMBER: 0001144204-17-058588
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171109
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Echausse Paul J
CENTRAL INDEX KEY: 0001604612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01064
FILM NUMBER: 171198289
MAIL ADDRESS:
STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE
STREET 2: 7TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcentra Capital Corp
CENTRAL INDEX KEY: 0001578620
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-922-8240
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
FORMER COMPANY:
FORMER CONFORMED NAME: Alcentra Capital Corp.
DATE OF NAME CHANGE: 20130605
4
1
tv479424_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-11-09
0
0001578620
Alcentra Capital Corp
ABDC
0001604612
Echausse Paul J
C/O ALCENTRA CAPITAL CORP., 200 PARK AVE
7TH FL
NEW YORK
NY
10166
1
0
0
0
Common Stock
2017-11-09
4
S
0
10000
7.45
D
58945.9001
D
Common Stock
2017-11-10
4
S
0
15000
7.32
D
43945.9001
D
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.29 to $7.68, inclusive. The reporting person undertakes to provide to Alcentra Capital Corporation any security holder of Alcentra Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Paul J. Echausse
2017-11-13