0001144204-16-138093.txt : 20161206
0001144204-16-138093.hdr.sgml : 20161206
20161206141418
ACCESSION NUMBER: 0001144204-16-138093
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161202
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcentra Capital Corp
CENTRAL INDEX KEY: 0001578620
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-922-8240
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
FORMER COMPANY:
FORMER CONFORMED NAME: Alcentra Capital Corp.
DATE OF NAME CHANGE: 20130605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Echausse Paul J
CENTRAL INDEX KEY: 0001604612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01064
FILM NUMBER: 162035995
MAIL ADDRESS:
STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE
STREET 2: 7TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10166
4
1
v454474_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-12-02
0
0001578620
Alcentra Capital Corp
ABDC
0001604612
Echausse Paul J
C/O ALCENTRA CAPITAL CORP., 200 PARK AVE
7TH FL
NEW YORK
NY
10166
1
1
0
0
President & CEO
Common Stock
2016-12-02
4
P
0
1800
11.49
A
68945.9001
D
Phantom Stock
2018-02-28
2018-02-28
Common Stock
4332
4332
D
Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.
/s/ Paul J. Echausse
2016-12-05