0001144204-16-138093.txt : 20161206 0001144204-16-138093.hdr.sgml : 20161206 20161206141418 ACCESSION NUMBER: 0001144204-16-138093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Echausse Paul J CENTRAL INDEX KEY: 0001604612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 162035995 MAIL ADDRESS: STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10166 4 1 v454474_4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-02 0 0001578620 Alcentra Capital Corp ABDC 0001604612 Echausse Paul J C/O ALCENTRA CAPITAL CORP., 200 PARK AVE 7TH FL NEW YORK NY 10166 1 1 0 0 President & CEO Common Stock 2016-12-02 4 P 0 1800 11.49 A 68945.9001 D Phantom Stock 2018-02-28 2018-02-28 Common Stock 4332 4332 D Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. /s/ Paul J. Echausse 2016-12-05