0001144204-16-088727.txt : 20160317
0001144204-16-088727.hdr.sgml : 20160317
20160317171824
ACCESSION NUMBER: 0001144204-16-088727
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160315
FILED AS OF DATE: 20160317
DATE AS OF CHANGE: 20160317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcentra Capital Corp
CENTRAL INDEX KEY: 0001578620
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-922-8240
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
FORMER COMPANY:
FORMER CONFORMED NAME: Alcentra Capital Corp.
DATE OF NAME CHANGE: 20130605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Echausse Paul J
CENTRAL INDEX KEY: 0001604612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01064
FILM NUMBER: 161513298
MAIL ADDRESS:
STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE
STREET 2: 7TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10166
4
1
v434638_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-15
0
0001578620
Alcentra Capital Corp
ABDC
0001604612
Echausse Paul J
C/O ALCENTRA CAPITAL CORP., 200 PARK AVE
7TH FL
NEW YORK
NY
10166
1
1
0
0
President & CEO
Common Stock
2016-03-15
4
P
0
800
10.90
A
63545.9001
D
Phantom Stock
2018-02-28
2018-02-28
Common Stock
4332
4332
D
Includes 1,406.90098 shares received on April 6, 2015 through participation in a dividend reinvestment plan of the Issuer.
Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.
/s/ Paul J. Echausse
2016-03-17