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Form SC 13D/A - General Statement of Acquisition of Beneficial Ownership: [Amend]
SEC Accession No. 0001144204-15-056863
Filing Date
2015-09-28
Accepted
2015-09-28 17:28:05
Documents
3
Group Members
ALCENTRA INVESTMENTS LTDALCENTRA NY, LLCBNY ALCENTRA GROUP HOLDINGS, INC.BNY MELLON, NATIONAL ASSOCIATION

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13D AMENDMENT NO. 3 v421135_sc13da.htm SC 13D/A 109389
2 DIRECTORS AND EXECUTIVE OFFICERS OF THE REPORTING PERSONS v421135_ex99-6.htm EX-99.6 36447
3 AMENDED AND RESTATED JOINT FILING AGREEMENT v421135_ex99-7.htm EX-99.7 7572
  Complete submission text file 0001144204-15-056863.txt   155264
Mailing Address ONE WALL STREET, 31ST FLOOR NEW YORK NY 10286
Business Address ONE WALL STREET, 31ST FLOOR NEW YORK NY 10286 212-495-1784
Bank of New York Mellon Corp (Filed by) CIK: 0001390777 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D/A
SIC: 6022 State Commercial Banks

Mailing Address 200 PARK AVENUE 7TH FLOOR NEW YORK NY 10166
Business Address 200 PARK AVENUE 7TH FLOOR NEW YORK NY 10166 212-922-8240
Alcentra Capital Corp (Subject) CIK: 0001578620 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: SC 13D/A | Act: 34 | File No.: 005-88526 | Film No.: 151128346