0001144204-15-056794.txt : 20150928 0001144204-15-056794.hdr.sgml : 20150928 20150928162825 ACCESSION NUMBER: 0001144204-15-056794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150924 FILED AS OF DATE: 20150928 DATE AS OF CHANGE: 20150928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alcentra Investments Ltd CENTRAL INDEX KEY: 0001629943 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 151127746 BUSINESS ADDRESS: STREET 1: 10 GRESHAM STREET CITY: LONDON STATE: X0 ZIP: EC2V 7JD BUSINESS PHONE: 44 207 367 5004 MAIL ADDRESS: STREET 1: 10 GRESHAM STREET CITY: LONDON STATE: X0 ZIP: EC2V 7JD 4 1 v421144_4.xml OWNERSHIP DOCUMENT X0306 4 2015-09-24 1 0001578620 Alcentra Capital Corp ABDC 0001629943 Alcentra Investments Ltd 10 GRESHAM STREET LONDON X0 EC2V 7JD UNITED KINGDOM 0 0 1 0 Common Stock 2015-09-24 4 S 0 1475620 12.89 D 0 D On September 24, 2015 Alcentra Investments Limited transferred 1,475,620 shares of the Issuer's common stock to Alcentra NY, LLC. Alcentra Investments Limited and Alcentra NY, LLC are wholly owned subsidiaries of BNY Alcentra Group Holdings, Inc. Such transfer was part of an internal restructuring by BNY Alcentra Group Holdings, Inc. and the purchase price for such transaction was used to reduce a liability owed by Alcentra Investments Limited to Alcentra NY, LLC. Includes 24,621 shares of the Issuer's common stock, received on April 6, 2015 through participation in a dividend reinvestment plan ("DRIP") of the Issuer, at a purchase price of approximately $13.976044 per share. Other than the reinvestment of such dividend, no consideration was paid by Alcentra Investments Limited to acquire such shares. /s/ Robert Bennett 2015-09-28