0001144204-15-050202.txt : 20150817 0001144204-15-050202.hdr.sgml : 20150817 20150817144639 ACCESSION NUMBER: 0001144204-15-050202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150814 FILED AS OF DATE: 20150817 DATE AS OF CHANGE: 20150817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hertlein Rudolph L CENTRAL INDEX KEY: 0001604615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 151058698 MAIL ADDRESS: STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10166 4 1 v418434_4.xml OWNERSHIP DOCUMENT X0306 4 2015-08-14 0 0001578620 Alcentra Capital Corp ABDC 0001604615 Hertlein Rudolph L C/O ALCENTRA CAPITAL CORPORATION 200 PARK AVENUE, 7TH FLOOR NEW YORK NY 10166 1 0 0 0 Common Stock 2015-08-14 4 P 0 1400 12.879 A 5000 D /s/ Steven Levinson, attorney-in-fact 2015-08-17