0001144204-15-050202.txt : 20150817
0001144204-15-050202.hdr.sgml : 20150817
20150817144639
ACCESSION NUMBER: 0001144204-15-050202
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150814
FILED AS OF DATE: 20150817
DATE AS OF CHANGE: 20150817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcentra Capital Corp
CENTRAL INDEX KEY: 0001578620
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-922-8240
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
FORMER COMPANY:
FORMER CONFORMED NAME: Alcentra Capital Corp.
DATE OF NAME CHANGE: 20130605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hertlein Rudolph L
CENTRAL INDEX KEY: 0001604615
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01064
FILM NUMBER: 151058698
MAIL ADDRESS:
STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE
STREET 2: 7TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10166
4
1
v418434_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-08-14
0
0001578620
Alcentra Capital Corp
ABDC
0001604615
Hertlein Rudolph L
C/O ALCENTRA CAPITAL CORPORATION
200 PARK AVENUE, 7TH FLOOR
NEW YORK
NY
10166
1
0
0
0
Common Stock
2015-08-14
4
P
0
1400
12.879
A
5000
D
/s/ Steven Levinson, attorney-in-fact
2015-08-17