0001144204-15-017978.txt : 20150324 0001144204-15-017978.hdr.sgml : 20150324 20150324134207 ACCESSION NUMBER: 0001144204-15-017978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150323 FILED AS OF DATE: 20150324 DATE AS OF CHANGE: 20150324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Echausse Paul J CENTRAL INDEX KEY: 0001604612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 15721225 MAIL ADDRESS: STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10166 4 1 v405334_4.xml OWNERSHIP DOCUMENT X0306 4 2015-03-23 0 0001578620 Alcentra Capital Corp ABDC 0001604612 Echausse Paul J C/O ALCENTRA CAPITAL CORP., 200 PARK AVE 7TH FL NEW YORK NY 10166 1 1 0 0 President & CEO Common Stock 2015-03-23 4 P 0 1000 14.13 A 61339.96 D Includes 58,039.96 shares previously held through BNY Mellon Alcentra Mezzanine III, L.P. which were distributed to the reporting person on December 31, 2014 and are now owned directly. /s/ Paul J. Echausse 2015-03-24