0001144204-15-004143.txt : 20181025 0001144204-15-004143.hdr.sgml : 20181025 20150127212915 ACCESSION NUMBER: 0001144204-15-004143 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 CORRESP 1 filename1.htm

INCAPITAL LLC

200 South Wacker Drive, Suite 3700

Chicago, Illinois 60606

 

January 28, 2015

 

VIA EDGAR

 

Securities and Exchange Commission

Division of Corporate Finance

100 F Street, N.E.

Washington, D.C. 20549

 

Re:Alcentra Capital Corporation
Registration Statement on Form N-2, as amended
File No. 333-199622
Registration Statement on Form 8-A
File No. 001-36447

 

Ladies and Gentlemen:

 

Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned, Incapital LLC, as purchasing agent of the offering pursuant to the above-referenced Registration Statement on Form N-2, as amended (the “Registration Statement”), hereby join in the request of Alcentra Capital Corporation that the effective date of the Registration Statement be accelerated so that the Registration Statement becomes effective at 12:00p.m. (Eastern time) on January 28, 2015 or as soon thereafter as practicable.

 

In connection with this acceleration request and pursuant to Rule 460 under the Securities Act, the following information is provided with respect to the distribution of the preliminary prospectus included in the Registration Statement during the period beginning January 14, 2015:

 

To Whom Distributed

Prospective dealers, institutional investors and others

 

Number of copies

226

 

 

 

[Signature Page Follows]

 

 
 

 

 

In connection with the preliminary prospectus distribution, we have been informed by the participating dealers that they are complying with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.

 

 

 

Very truly yours,

 

INCAPITAL LLC

 

/s/ Christopher O’Connor               

Name: Christopher O’Connor

Title: Managing Director