0001104659-19-075579.txt : 20191223 0001104659-19-075579.hdr.sgml : 20191223 20191223160516 ACCESSION NUMBER: 0001104659-19-075579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191223 FILED AS OF DATE: 20191223 DATE AS OF CHANGE: 20191223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaikh Suhail A. CENTRAL INDEX KEY: 0001745455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 191306009 MAIL ADDRESS: STREET 1: C/O ALCENTRA CAPITAL CORPORATION STREET 2: 200 PARK AVENUE, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 4 1 tv535234_4.xml OWNERSHIP DOCUMENT X0306 4 2019-12-23 0 0001578620 Alcentra Capital Corp ABDC 0001745455 Shaikh Suhail A. C/O ALCENTRA CAPITAL CORPORATION 200 PARK AVENUE, 7TH FLOOR NEW YORK NY 10166 1 1 0 0 Chief Executive Officer Common Stock 2019-12-23 4 P 0 3000 9.159 A 40000 D The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.14 to $9.17 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Suhail A. Shaikh 2019-12-23