0001104659-19-075579.txt : 20191223
0001104659-19-075579.hdr.sgml : 20191223
20191223160516
ACCESSION NUMBER: 0001104659-19-075579
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191223
FILED AS OF DATE: 20191223
DATE AS OF CHANGE: 20191223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shaikh Suhail A.
CENTRAL INDEX KEY: 0001745455
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01064
FILM NUMBER: 191306009
MAIL ADDRESS:
STREET 1: C/O ALCENTRA CAPITAL CORPORATION
STREET 2: 200 PARK AVENUE, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcentra Capital Corp
CENTRAL INDEX KEY: 0001578620
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-922-8240
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
FORMER COMPANY:
FORMER CONFORMED NAME: Alcentra Capital Corp.
DATE OF NAME CHANGE: 20130605
4
1
tv535234_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-12-23
0
0001578620
Alcentra Capital Corp
ABDC
0001745455
Shaikh Suhail A.
C/O ALCENTRA CAPITAL CORPORATION
200 PARK AVENUE, 7TH FLOOR
NEW YORK
NY
10166
1
1
0
0
Chief Executive Officer
Common Stock
2019-12-23
4
P
0
3000
9.159
A
40000
D
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.14 to $9.17 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ Suhail A. Shaikh
2019-12-23