0001209191-14-058282.txt : 20140916
0001209191-14-058282.hdr.sgml : 20140916
20140916191059
ACCESSION NUMBER: 0001209191-14-058282
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140912
FILED AS OF DATE: 20140916
DATE AS OF CHANGE: 20140916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jansen Christopher E
CENTRAL INDEX KEY: 0001592804
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 141106529
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-09-12
0
0001578348
CM Finance Inc
CMFN
0001592804
Jansen Christopher E
C/O CM FINANCE INC
601 LEXINGTON AVE., 26TH FLOOR
NEW YORK
NY
10022
1
1
0
0
President and Secretary
Common Stock
2014-09-12
4
P
0
1000
13.797
A
70669.046
D
Common Stock
2014-09-12
4
P
0
1000
13.787
A
5000
I
See footnote
Common Stock
2014-09-16
4
P
0
1000
13.656
A
71669.046
D
Common Stock
2014-09-16
4
P
0
1000
13.652
A
6000
I
See footnote
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.782 to $13.799 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.686 to $13.799 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The Reporting Person may be deemed to beneficially own the shares of common stock of Issuer because the securities are held by Patricia McInerney Jansen Children's Trust, of which the Reporting Person is a Trustee.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.646 to $13.659 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.63 to $13.66 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
/s/ Christopher E. Jansen
2014-09-16