0001209191-14-057968.txt : 20140915 0001209191-14-057968.hdr.sgml : 20140915 20140915183651 ACCESSION NUMBER: 0001209191-14-057968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140911 FILED AS OF DATE: 20140915 DATE AS OF CHANGE: 20140915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuppenheimer Stephan CENTRAL INDEX KEY: 0001593173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 141104185 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-11 0 0001578348 CM Finance Inc CMFN 0001593173 Kuppenheimer Stephan C/O CM FINANCE INC 601 LEXINGTON AVE., 26TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2014-09-11 4 P 0 5000 13.9171 A 17901.023 D /s/Michael C. Mauer, attorney-in-fact 2014-09-15