0000899243-16-012639.txt : 20160203 0000899243-16-012639.hdr.sgml : 20160203 20160203163236 ACCESSION NUMBER: 0000899243-16-012639 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160202 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummins Gerald CENTRAL INDEX KEY: 0001646229 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 161385278 MAIL ADDRESS: STREET 1: C/O OXFORD LANE CAPITAL CORP. STREET 2: 8 SOUND SHORE DRIVE, SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2016-02-02 0 0001578348 CM Finance Inc CMFN 0001646229 Cummins Gerald C/O CM FINANCE INC 601 LEXINGTON AVE, 26TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Compliance Officer Common Stock 0 D /s/ Gerald Cummins 2016-02-03