CFO

0001085146-24-001126.txt : 20240212 0001085146-24-001126.hdr.sgml : 20240212 20240212172555 ACCESSION NUMBER: 0001085146-24-001126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 EFFECTIVENESS DATE: 20240212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 24621423 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001578299 XXXXXXXX 12-31-2023 12-31-2023 false DLD Asset Management, LP

150 EAST 52ND STREET SUITE 27001 NEW YORK NY 10022

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper CFO 347-735-5115 /s/ Naveen Dhuper New York NY 02-12-2024 0 83 826691158 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALBERTSONS COS INC COMMON STOCK 013091103 BBG009KG1741 253000 11000 SH SOLE 11000 0 0 ALLURION TECHNOLOGIES INC *W EXP 08/01/203 02008G110 122017 271148 SH Call SOLE 271148 0 0 ALTERYX INC COM CL A 02156B103 BBG001T9FXC4 778140 16500 SH SOLE 16500 0 0 AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 03214Q116 112489 288434 SH Call SOLE 288434 0 0 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 BBG001SLQWW6 9367165 1005600 SH Put SOLE 1005600 0 0 ASPEN AEROGELS INC COM 04523Y105 BBG001SJZK39 78900 5000 SH SOLE 5000 0 0 ASPEN AEROGELS INC COM 04523Y105 BBG001SJZK39 32716089 2408900 SH Put SOLE 2408900 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 4937500 5000000 PRN SOLE 5000000 0 0 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 108500985 42633000 PRN SOLE 42633000 0 0 CAPSTAR FINL HLDGS INC COM 14070T102 BBG00CW88W92 618420 33000 SH SOLE 33000 0 0 CHART INDS INC NOTE 1.000%11/1 16115QAE0 35358627 15200000 PRN SOLE 15200000 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 17449938 14355000 PRN SOLE 14355000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 1375000 2500000 PRN SOLE 2500000 0 0 ENDEAVOR GROUP HLDGS INC CL A COM 29260Y109 BBG00P8TCHD7 522060 22000 SH SOLE 22000 0 0 ENGAGESMART INC COMMON STOCK 29283F103 BBG00WHNM2H3 503800 22000 SH SOLE 22000 0 0 ENVESTNET INC COM 29404K106 BBG001T7SQ20 1781460 36000 SH Put SOLE 36000 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 352019 359203 SH Call SOLE 359203 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 9547500 10050000 PRN SOLE 10050000 0 0 FIRSTENERGY CORP COM 337932107 BBG001S5R3N4 458312 12500 SH Put SOLE 12500 0 0 FOCUS IMPACT BH3 ACQUISITION *W EXP 10/04/202 22677T110 59400 990000 SH Call SOLE 990000 0 0 FOUR LEAF ACQUISITION CORP *W EXP 03/15/202 35088F115 1950 65000 SH Call SOLE 65000 0 0 FOUR LEAF ACQUISITION CORP COM CL A 35088F107 BBG019M65D98 1220320 116000 SH SOLE 116000 0 0 GENWORTH FINL INC COM CL A 37247D106 BBG001SJ0DH8 66800 10000 SH SOLE 10000 0 0 GEO CORRECTIONS HOLDINGS INC NOTE 6.500% 2/2 36166WAB9 25760000 18400000 PRN SOLE 18400000 0 0 GUESS INC COM 401617105 BBG001S5RJR5 2860060 124000 SH Put SOLE 124000 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 BBG0044K5DN3 8628588 312800 SH Put SOLE 312800 0 0 HIRERIGHT HOLDINGS CORPORATI COM 433537107 BBG012VBTY54 369875 27500 SH SOLE 27500 0 0 HOLLYSYS AUTOMATION TCHNGY L SHS G45667105 BBG001SPCJQ8 724625 27500 SH SOLE 27500 0 0 IMMUNOGEN INC COM 45253H101 BBG001S6CTN1 1630750 55000 SH SOLE 55000 0 0 IMMUNOGEN INC COM 45253H101 BBG001S6CTN1 2847840 96000 SH Put SOLE 96000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 8468145 8961000 PRN SOLE 8961000 0 0 INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 G4923T113 113014 493081 SH Call SOLE 493081 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 8692000 8200000 PRN SOLE 8200000 0 0 KARUNA THERAPEUTICS INC COM 48576A100 BBG00NN875H9 696322 2200 SH SOLE 2200 0 0 KEEN VISION ACQUISITION CORP *W EXP 03/15/202 G52443127 1957 48928 SH Call SOLE 48928 0 0 LIQUIDIA CORPORATION COM NEW 53635D202 BBG001V0GFD7 3753002 312100 SH Call SOLE 312100 0 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 45682486 21678000 PRN SOLE 21678000 0 0 LIVEWIRE GROUP INC *W EXP 09/26/202 53838J113 160739 396201 SH Call SOLE 396201 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 606000 600000 PRN SOLE 600000 0 0 MARRIOTT VACATIONS WORLDWIDE COM 57164Y107 BBG001V0GHW2 602612 7100 SH Put SOLE 7100 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 13098000 14800000 PRN SOLE 14800000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 BBG001S787B5 6222420 69000 SH SOLE 69000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 BBG001S787B5 1830756 20300 SH Call SOLE 20300 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 BBG001S787B5 20830087 83900 SH Put SOLE 83900 0 0 MICROSTRATEGY INC NOTE 0.750%12/1 594972AC5 9308835 5600000 PRN SOLE 5600000 0 0 NABORS ENERGY TRANSITION COR *W EXP 09/01/202 G6363K114 8125 62499 SH Call SOLE 62499 0 0 NATERA INC COM 632307104 BBG001V0FSF8 4903146 78300 SH Put SOLE 78300 0 0 NATIONAL WESTN LIFE GROUP IN CL A 638517102 BBG008HNHYZ2 1062644 2200 SH SOLE 2200 0 0 NORTHERN OIL & GAS INC NOTE 3.625% 4/1 665531AJ8 13864948 11700000 PRN SOLE 11700000 0 0 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 9014210 9645000 PRN SOLE 9645000 0 0 OAK WOODS ACQUISITION CORP *W EXP 03/23/202 67190B112 2028 78000 SH Call SOLE 78000 0 0 OAK WOODS ACQUISITION CORP CL A 67190B104 BBG01G2R5D70 821340 78000 SH SOLE 78000 0 0 OAK WOODS ACQUISITION CORP RIGHT 03/23/2028 67190B120 BBG01GP115B8 11700 78000 SH SOLE 78000 0 0 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 11870726 4000000 PRN SOLE 4000000 0 0 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 10844742 7550000 PRN SOLE 7550000 0 0 PATRICK INDS INC NOTE 1.750%12/0 703343AG8 15208298 13326000 PRN SOLE 13326000 0 0 PGT INNOVATIONS INC COM 69336V101 BBG001SNS069 671550 16500 SH SOLE 16500 0 0 PIONEER NAT RES CO COM 723787107 BBG001S7V1J4 1731576 7700 SH SOLE 7700 0 0 POST HLDGS INC NOTE 2.500% 8/1 737446AT1 10166141 10000000 PRN SOLE 10000000 0 0 PRAXIS PRECISION MEDICINES I COM NEW 74006W207 BBG00W9LF2H4 222800 10000 SH SOLE 10000 0 0 PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 29216610 27628000 PRN SOLE 27628000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 BBG001S5RMJ7 52681343 406900 SH Put SOLE 406900 0 0 ROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 780153BQ4 64460138 24165000 PRN SOLE 24165000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 BBG001S6KJC6 964050 10000 SH Put SOLE 10000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 20750975 14665000 PRN SOLE 14665000 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 BBG001S70ZY6 60170 11000 SH SOLE 11000 0 0 SOMALOGIC INC CLASS A COM 83444K105 BBG00Z4HKXY8 27830 11000 SH SOLE 11000 0 0 SOUTHWEST AIRLS CO COM 844741108 BBG001S5SXC9 2925284 101291 SH SOLE 101291 0 0 SOUTHWEST AIRLS CO COM 844741108 BBG001S5SXC9 9791512 339100 SH Put SOLE 339100 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 BBG001SKF1N8 1118832 35200 SH Put SOLE 35200 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 4969536 4500000 PRN SOLE 4500000 0 0 STARWOOD PPTY TR INC NOTE 6.750% 7/1 85571BBA2 19764964 18100000 PRN SOLE 18100000 0 0 TANDEM DIABETES CARE INC NOTE 1.500% 5/0 875372AB0 10894600 11468000 PRN SOLE 11468000 0 0 TRANSOCEAN INC DEB 4.625% 9/3 893830BW8 32136105 15413000 PRN SOLE 15413000 0 0 TRANSOCEAN LTD REG SHS H8817H100 BBG001S7B678 14903110 2345100 SH Put SOLE 2345100 0 0 TYLER TECHNOLOGIES INC COM 902252105 BBG001S5WZB0 4177855 9992 SH SOLE 9992 0 0 UNITED STATES STL CORP NEW COM 912909108 BBG001S5XL75 749210 15400 SH SOLE 15400 0 0 UNITED STATES STL CORP NEW COM 912909108 BBG001S5XL75 1580887 22500 SH Put SOLE 22500 0 0 VAREX IMAGING CORP NOTE 4.000% 6/0 92214XAB2 18652767 15900000 PRN SOLE 15900000 0 0 VERADIGM INC COM 01988P108 BBG001S7VDS8 7241550 690000 SH Put SOLE 690000 0 0 VERADIGM INC NOTE 0.875% 1/0 01988PAF5 23169270 23054000 PRN SOLE 23054000 0 0 WAYFAIR INC CL A 94419L101 BBG001THKQ26 23725974 384600 SH Put SOLE 384600 0 0 ZIFF DAVIS INC NOTE 1.750%11/0 48123VAE2 13254608 13970000 PRN SOLE 13970000 0 0