CFO

0001085146-23-004279.txt : 20231113 0001085146-23-004279.hdr.sgml : 20231113 20231113140415 ACCESSION NUMBER: 0001085146-23-004279 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 231397592 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001578299 XXXXXXXX 09-30-2023 09-30-2023 false DLD Asset Management, LP

150 EAST 52ND STREET SUITE 27001 NEW YORK NY 10022

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper CFO 347-735-5115 /s/ Naveen Dhuper New York NY 11-13-2023 0 97 930247724 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABCAM PLC ADS 000380204 BBG00XRJJM98 746790 33000 SH SOLE 33000 0 0 ABCAM PLC ADS 000380204 BBG00XRJJM98 237615 10500 SH Call SOLE 10500 0 0 ACCRETION ACQUISITION CORP COM 00438Y107 BBG01282H7Y0 1152800 110000 SH SOLE 110000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 BBG001S6C009 1591710 17000 SH SOLE 17000 0 0 ALLURION TECHNOLOGIES INC *W EXP 07/31/202 02008G110 195590 214934 SH Call SOLE 214934 0 0 AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 03214Q116 79990 266634 SH Call SOLE 266634 0 0 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 BBG001SLQWW6 3340428 509600 SH Put SOLE 509600 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 BBG001S6DRN4 121980 28500 SH SOLE 28500 0 0 ASPEN AEROGELS INC COM 04523Y105 BBG001SJZK39 758064 88147 SH SOLE 88147 0 0 ASPEN AEROGELS INC COM 04523Y105 BBG001SJZK39 41317549 3166000 SH Put SOLE 3166000 0 0 AVID TECHNOLOGY INC COM 05367P100 BBG001S74L73 295570 11000 SH SOLE 11000 0 0 BELLEVUE LIFE SCNCS AQSTN CO COM 079174108 BBG01752PQK6 732378 70421 SH SOLE 70421 0 0 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 61378782 27617000 PRN SOLE 27617000 0 0 C5 ACQUISITION CORPORATION CL A COM 12530D105 BBG0156KRYN7 1206700 110000 SH SOLE 110000 0 0 CHART INDS INC NOTE 1.000%11/1 16115QAE0 55188000 18900000 PRN SOLE 18900000 0 0 CHASE CORP COM 16150R104 BBG001S8MR50 636150 5000 SH SOLE 5000 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 22934575 15655000 PRN SOLE 15655000 0 0 CIRCOR INTL INC COM 17273K109 BBG001S6PMR8 421804 7566 SH SOLE 7566 0 0 CRIXUS BH3 ACQUISITION CO *W EXP 10/04/202 22677T110 49599 990000 SH Call SOLE 990000 0 0 CRIXUS BH3 ACQUISITION CO CLASS A COM 22677T102 BBG012F020X8 5260000 500000 SH SOLE 500000 0 0 DENBURY INC COM 24790A101 BBG00XJDVXC8 1111433 11340 SH SOLE 11340 0 0 EBIX INC COM NEW 278715206 BBG001S90C28 247000 25000 SH SOLE 25000 0 0 EBIX INC COM NEW 278715206 BBG001S90C28 539175 54600 SH Call SOLE 54600 0 0 EBIX INC COM NEW 278715206 BBG001S90C28 2007588 203300 SH Put SOLE 203300 0 0 EF HUTTON ACQUISITION CORP I COM 28201D109 BBG013CY6H73 1167100 110000 SH SOLE 110000 0 0 ENCORE CAP GROUP INC COM 292554102 BBG001SKFPK8 6615453 138500 SH Put SOLE 138500 0 0 ENVESTNET INC COM 29404K106 BBG001T7SQ20 845568 19200 SH Put SOLE 19200 0 0 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 3871385 4174000 PRN SOLE 4174000 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 291174 309760 SH Call SOLE 309760 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 6440438 7350000 PRN SOLE 7350000 0 0 FOREST ROAD ACQUISITION COR CL A 34619V103 BBG0108B3GR7 1045350 101000 SH SOLE 101000 0 0 FOUR LEAF ACQUISITION CORP *W EXP 03/15/202 35088F115 4972 65000 SH Call SOLE 65000 0 0 FOUR LEAF ACQUISITION CORP COM CL A 35088F107 BBG019M65D98 1215692 116000 SH SOLE 116000 0 0 GENWORTH FINL INC COM CL A 37247D106 BBG001SJ0DH8 58600 10000 SH SOLE 10000 0 0 GEO CORRECTIONS HOLDINGS INC NOTE 6.500% 2/2 36166WAB9 22338750 18500000 PRN SOLE 18500000 0 0 GREENHILL & CO INC COM 395259104 BBG001SDD7Z0 335960 22700 SH SOLE 22700 0 0 GUESS INC COM 401617105 BBG001S5RJR5 4329000 200000 SH Put SOLE 200000 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 BBG0044K5DN3 2439150 115000 SH Put SOLE 115000 0 0 HOSTESS BRANDS INC CL A 44109J106 BBG00B6KGPB9 3280542 98500 SH Call SOLE 98500 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 BBG001S7JWM6 2292300 60000 SH Put SOLE 60000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 14917781 16461000 PRN SOLE 16461000 0 0 IROBOT CORP COM 462726100 BBG001SPB1K4 1742020 46000 SH Put SOLE 46000 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 7471875 7500000 PRN SOLE 7500000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 4351500 4500000 PRN SOLE 4500000 0 0 KEEN VISION ACQUISITION CORP SHS G52443119 BBG01HN1BXB6 513500 50000 SH SOLE 50000 0 0 LCI INDS NOTE 1.125% 5/1 501812AB7 18447500 19625000 PRN SOLE 19625000 0 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 29015800 13310000 PRN SOLE 13310000 0 0 LIVEWIRE GROUP INC *W EXP 09/26/202 53838J113 131623 375958 SH Call SOLE 375958 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 5465625 5500000 PRN SOLE 5500000 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 10650000 12000000 PRN SOLE 12000000 0 0 MARTI TECHNOLOGIES INC *W EXP 99/99/999 573134111 11199 618750 SH Call SOLE 618750 0 0 MICROCHIP TECHNOLOGY INC. 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