0001085146-22-001194.txt : 20220222 0001085146-22-001194.hdr.sgml : 20220222 20220218175658 ACCESSION NUMBER: 0001085146-22-001194 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220222 DATE AS OF CHANGE: 20220218 EFFECTIVENESS DATE: 20220222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 22654221 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001578299 XXXXXXXX 12-31-2021 12-31-2021 true 1 RESTATEMENT DLD Asset Management, LP

150 EAST 52ND STREET SUITE 27001 NEW YORK NY 10022

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 02-18-2022 0 173 1853790 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 4648 2565000 PRN SOLE 2565000 0 0 AHREN ACQUISITION CORP UNIT 12/09/2026 G01322117 606 60550 SH SOLE 60550 0 0 ALARM COM HLDGS INC COM 011642105 4239 50000 SH Put SOLE 50000 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 1000 250000 SH SOLE 250000 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 1001 250000 SH Put SOLE 250000 0 0 ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 19013 12825000 PRN SOLE 12825000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1384 75000 SH Put SOLE 75000 0 0 ALPHA HEALTHCARE ACQU CORP I CLASS A COM 02073F104 624 64875 SH SOLE 64875 0 0 ALPHA PARTNERS TECH MERGR CO CLASS A ORD SHS G63290111 420 43250 SH SOLE 43250 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 9490 6840000 PRN SOLE 6840000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 8761 487700 SH Put SOLE 487700 0 0 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 4736 25079 SH SOLE 25079 0 0 AMYRIS INC COM NEW 03236M200 5830 1078700 SH Put SOLE 1078700 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 290 366666 SH Call SOLE 366666 0 0 ANZU SPECIAL ACQUISITIN CORP COM CL A 03737A101 11345 1164835 SH SOLE 1164835 0 0 APOLLO STRATEGIC GROWTH CAPT *W EXP 10/29/202 G0411R114 323 340000 SH Call SOLE 340000 0 0 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 17049 1743210 SH SOLE 1743210 0 0 ARCH RESOURCES INC CL A 03940R107 2283 25000 SH Put SOLE 25000 0 0 ARCH RESOURCES INC NOTE 5.250%11/1 039389AB7 37321 14110000 PRN SOLE 14110000 0 0 ARCLIGHT CLEAN TRANSITION II CLASS A ORD SHS G0R21B104 406 40680 SH SOLE 40680 0 0 ARCTOS NORTHSTAR ACQUIS CORP SHS CL A G0477L100 422 43220 SH SOLE 43220 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 929 10000 SH SOLE 10000 0 0 ATHENE HOLDING LTD CL A G0684D107 16058 192700 SH SOLE 192700 0 0 ATHIRA PHARMA INC COM 04746L104 977 75000 SH SOLE 75000 0 0 ATHIRA PHARMA INC COM 04746L104 1025 78600 SH Put SOLE 78600 0 0 ATLAS CORP SHARES Y0436Q109 3402 240000 SH Put SOLE 240000 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 420 43210 SH SOLE 43210 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 11688 11000000 PRN SOLE 11000000 0 0 AXONPRIME INFRSTCTR AQSTN CO CLASS A COM 05467C108 425 43250 SH SOLE 43250 0 0 AXSOME THERAPEUTICS INC COM 05464T104 1132 30000 SH Call SOLE 30000 0 0 AXSOME THERAPEUTICS INC COM 05464T104 491 13000 SH Put SOLE 13000 0 0 AYALA PHARMACEUTICALS INC COM 05465V108 1347 158232 SH SOLE 158232 0 0 BEYOND MEAT INC COM 08862E109 14332 220000 SH Put SOLE 220000 0 0 BILL COM HLDGS INC COM 090043100 1847 7413 SH SOLE 7413 0 0 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 15069 10000000 PRN SOLE 10000000 0 0 BLOOMIN BRANDS INC COM 094235108 6296 300000 SH Put SOLE 300000 0 0 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 47970 24506000 PRN SOLE 24506000 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 3299 125000 SH SOLE 125000 0 0 BOOKING HOLDINGS INC COM 09857L108 10453 4357 SH SOLE 4357 0 0 BOOKING HOLDINGS INC COM 09857L108 4801 2000 SH Put SOLE 2000 0 0 CARNIVAL CORP COMMON STOCK 143658300 13116 651700 SH Put SOLE 651700 0 0 CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 82919 39124000 PRN SOLE 39124000 0 0 CASPER SLEEP INC COM 147626105 1470 220000 SH SOLE 220000 0 0 CERNER CORP COM 156782104 5572 60000 SH SOLE 60000 0 0 CHEGG INC COM 163092109 1535 50000 SH Put SOLE 50000 0 0 CHEGG INC NOTE 0.125% 3/1 163092AD1 1775 1800000 PRN SOLE 1800000 0 0 CHIMERIX INC COM 16934W106 1728 268800 SH SOLE 268800 0 0 CHIMERIX INC COM 16934W106 2143 334000 SH Put SOLE 334000 0 0 CIIG CAPITAL PARTNERS II INC *W EXP 02/28/202 12561U117 27 32436 SH Call SOLE 32436 0 0 CIIG CAPITAL PARTNERS II INC COM CL A 12561U109 640 64875 SH SOLE 64875 0 0 CINEMARK HLDGS INC COM 17243V102 7897 490000 SH Put SOLE 490000 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 48454 33795000 PRN SOLE 33795000 0 0 CIT GROUP INC COM NEW 125581801 2466 48041 SH SOLE 48041 0 0 CLIMATE REAL IMPACT SLUTINS COM CL A 187171103 633 64835 SH SOLE 64835 0 0 COHERENT INC COM 192479103 7996 30000 SH SOLE 30000 0 0 COMPUTE HEALTH ACQUISITIN CO COM CL A 204833107 631 64835 SH SOLE 64835 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 948 40000 SH SOLE 40000 0 0 CONNECT BIOPHARMA HLDGS LTD ADS 207523101 627 121707 SH SOLE 121707 0 0 CONX CORP COM CL A 212873103 424 43210 SH SOLE 43210 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 28292 23025000 PRN SOLE 23025000 0 0 CRIXUS BH3 ACQUISITION CO UNIT 10/04/2026 22677T201 19859 1980000 SH SOLE 1980000 0 0 CYRUSONE INC COM 23283R100 10766 120000 SH SOLE 120000 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 423 43220 SH SOLE 43220 0 0 DEXCOM INC COM 252131107 2290 4265 SH SOLE 4265 0 0 DISCOVERY INC COM SER A 25470F104 3766 160000 SH SOLE 160000 0 0 DONNELLEY R R & SONS CO COM 257867200 2452 217737 SH SOLE 217737 0 0 EURONET WORLDWIDE INC COM 298736109 1561 13100 SH SOLE 13100 0 0 EVEREST CONSOLIDATOR ACQ COR UNIT 99/99/9999 29978K201 440 43250 SH SOLE 43250 0 0 EXPEDIA GROUP INC COM NEW 30212P303 2224 12300 SH Put SOLE 12300 0 0 FIFTH WALL ACQUISITN CORP II CLASS A ORD SHS G34142102 644 64835 SH SOLE 64835 0 0 FIGURE ACQUISITION CORP I *W EXP 03/31/202 302438114 253 217375 SH Call SOLE 217375 0 0 FIGURE ACQUISITION CORP I COM CL A 302438106 9243 943209 SH SOLE 943209 0 0 FISKER INC CL A COM STK 33813J106 14153 900000 SH Put SOLE 900000 0 0 FLUOR CORP NEW COM 343412102 2442 98600 SH Put SOLE 98600 0 0 FOREST ROAD ACQUISITION COR CL A 34619V103 404 41500 SH SOLE 41500 0 0 FORTRESS VALUE ACQUISI CORP COM CL A 34964K108 421 43210 SH SOLE 43210 0 0 FRONTIER INVESTMENT CORP CLASS A ORD SHS G36816109 629 64875 SH SOLE 64875 0 0 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 633 64835 SH SOLE 64835 0 0 FTAC ZEUS ACQUISITION COR UNIT 04/15/2026 30320F205 434 43250 SH SOLE 43250 0 0 FTS INTERNATIONAL INC COM NEW CL A 30283W302 3513 133816 SH SOLE 133816 0 0 GALATA ACQUISITION CORP *W EXP 99/99/999 G3R23A116 291 618750 SH Call SOLE 618750 0 0 GALATA ACQUISITION CORP SHS CL A G3R23A108 12239 1237500 SH SOLE 1237500 0 0 GAMES & ESPORTS EXPRNC ACQ C UNIT 12/01/2026 G3731J101 437 43250 SH SOLE 43250 0 0 GENWORTH FINL INC COM CL A 37247D106 40 10000 SH SOLE 10000 0 0 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 420 43220 SH SOLE 43220 0 0 GOLDEN FALCON ACQUISITION CO CL A 38102H109 423 43220 SH SOLE 43220 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 423 43210 SH SOLE 43210 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM 38287L107 411 41500 SH SOLE 41500 0 0 GUESS INC COM 401617105 13850 585000 SH Put SOLE 585000 0 0 GUESS INC NOTE 2.000% 4/1 401617AD7 35610 30564000 PRN SOLE 30564000 0 0 HAMILTON LANE ALLIANCE HLDGS COM CL A 40749M103 422 43210 SH SOLE 43210 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 1336 40000 SH SOLE 40000 0 0 HUDSON EXECUTIVE INVES III COM CL A 44376L107 433 44597 SH SOLE 44597 0 0 HUNT COMPANIES ACQUISITIO CL ACOM G46482108 439 43250 SH SOLE 43250 0 0 IHS MARKIT LTD SHS G47567105 25161 189297 SH SOLE 189297 0 0 IMAX CORP COM 45245E109 7138 400000 SH Put SOLE 400000 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 1984 35000 SH SOLE 35000 0 0 INNOVAGE HLDG CORP COM 45784A104 112 22400 SH Call SOLE 22400 0 0 INTELLIGENT MEDI ACQSITN COR UNIT 11/05/2026 45828D205 439 43250 SH SOLE 43250 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 4072 250000 SH Put SOLE 250000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 5302 350000 SH SOLE 350000 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 34910 18520000 PRN SOLE 18520000 0 0 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 422 43205 SH SOLE 43205 0 0 JETBLUE AWYS CORP COM 477143101 356 25000 SH Put SOLE 25000 0 0 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 850 86500 SH SOLE 86500 0 0 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 606 62250 SH SOLE 62250 0 0 LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 420 43210 SH SOLE 43210 0 0 LCI INDS NOTE 1.125% 5/1 501812AB7 17969 16225000 PRN SOLE 16225000 0 0 LEAP THERAPEUTICS INC COM 52187K101 1199 370000 SH SOLE 370000 0 0 LEAP THERAPEUTICS INC COM 52187K101 993 307000 SH Call SOLE 307000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 11402 6600000 PRN SOLE 6600000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 95764 63367000 PRN SOLE 63367000 0 0 LIVENT CORP COM 53814L108 1219 50000 SH Put SOLE 50000 0 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 27680 9415000 PRN SOLE 9415000 0 0 M3 BRIGADE ACQUISITION II CO *W EXP 09/03/202 553800111 290 250000 SH Call SOLE 250000 0 0 M3 BRIGADE ACQUISITION II CO COM CL A 553800103 9910 1000000 SH SOLE 1000000 0 0 MARLIN TECHNOLOGY CORP CL A SHS G58411102 422 43220 SH SOLE 43220 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 5919 67990 SH SOLE 67990 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 3483 40000 SH Put SOLE 40000 0 0 MIMECAST LTD ORD SHS G14838109 7957 100000 SH SOLE 100000 0 0 NATERA INC NOTE 2.250% 5/0 632307AB0 29360 11443000 PRN SOLE 11443000 0 0 NATIONAL VISION HLDGS INC NOTE 2.500% 5/1 63845RAB3 8064 4800000 PRN SOLE 4800000 0 0 NIGHTDRAGON ACQUISITION CORP CLASS A COM 65413D105 632 64835 SH SOLE 64835 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 33781 14740000 PRN SOLE 14740000 0 0 NUANCE COMMUNICATIONS INC NOTE 1.250% 4/0 67020YAN0 32212 11400000 PRN SOLE 11400000 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 29949 15825000 PRN SOLE 15825000 0 0 OPIANT PHARMACEUTICALS INC COM 683750103 1009 30000 SH SOLE 30000 0 0 PAE INC COM CL A 69290Y109 993 100000 SH SOLE 100000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 23926 11400000 PRN SOLE 11400000 0 0 PENN NATL GAMING INC NOTE 2.750% 5/1 707569AU3 4760 2000000 PRN SOLE 2000000 0 0 PILGRIMS PRIDE CORP COM 72147K108 1974 70000 SH SOLE 70000 0 0 PROSPECTOR CAPITAL CORP CL A G7273A105 631 64835 SH SOLE 64835 0 0 PROTARA THERAPEUTICS INC COM STK 74365U107 1547 229231 SH SOLE 229231 0 0 REALOGY HLDGS CORP COM 75605Y106 6718 400000 SH Put SOLE 400000 0 0 REVOLUTION HEALTHCAR AQ CORP CLASS A COM 76155Y108 307 31500 SH SOLE 31500 0 0 RICE ACQUISITION CORP II SHS CL A G75529100 649 64875 SH SOLE 64875 0 0 RXR ACQUISITION CORP CLASS A COM 74981W107 429 43970 SH SOLE 43970 0 0 SCIPLAY CORPORATION CL A 809087109 2756 200000 SH SOLE 200000 0 0 SEAPORT GLOBAL ACQUISITION I UNIT 11/17/2026 81221H204 216 21625 SH SOLE 21625 0 0 SEELOS THERAPEUTICS INC COM 81577F109 41 25000 SH SOLE 25000 0 0 SILVER SPIKE ACQUISITN CORP CLASS A ORD SHS G8201H105 306 31500 SH SOLE 31500 0 0 SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 426 43750 SH SOLE 43750 0 0 SLAM CORP CL A SHS G8210L105 425 43750 SH SOLE 43750 0 0 SNAP INC CL A 83304A106 1351 28728 SH SOLE 28728 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 45518 34000000 PRN SOLE 34000000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 474885 1000000 SH Put SOLE 1000000 0 0 SPDR SER TR S&P BIOTECH 78464A870 11194 100000 SH Put SOLE 100000 0 0 SPIRIT OF TEX BANCSHARES INC COM 84861D103 346 12009 SH SOLE 12009 0 0 SPOK HLDGS INC COM 84863T106 93 10000 SH SOLE 10000 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 2390 38500 SH Put SOLE 38500 0 0 STATE AUTO FINL CORP COM 855707105 4924 95260 SH SOLE 95260 0 0 STERLING BANCORP DEL COM 85917A100 3044 118035 SH SOLE 118035 0 0 TEGNA INC COM 87901J105 2227 120000 SH SOLE 120000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 408 20232 SH SOLE 20232 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 427 43750 SH SOLE 43750 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 427 43750 SH SOLE 43750 0 0 TURTLE BEACH CORP COM NEW 900450206 668 30000 SH SOLE 30000 0 0 UBER TECHNOLOGIES INC COM 90353T100 1400 33400 SH SOLE 33400 0 0 UNDER ARMOUR INC CL A 904311107 1060 50000 SH SOLE 50000 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 64047 31785000 PRN SOLE 31785000 0 0 UNITED STATES STL CORP NEW COM 912909108 20342 854000 SH Put SOLE 854000 0 0 VAIL RESORTS INC COM 91879Q109 2569 7834 SH SOLE 7834 0 0 VASCULAR BIOGENICS LTD COM M96883109 837 425000 SH SOLE 425000 0 0 VECTOIQ ACQUISITION CORP II COM CL A 92244F109 214 22000 SH SOLE 22000 0 0 VOCERA COMMUNICATIONS INC COM 92857F107 11480 177000 SH Put SOLE 177000 0 0 VONAGE HLDGS CORP COM 92886T201 4104 197400 SH SOLE 197400 0 0 VROOM INC COM 92918V109 8370 775000 SH Put SOLE 775000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 1232 126000 SH SOLE 126000 0 0 WAYFAIR INC CL A 94419L101 1045 5500 SH Put SOLE 5500 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 57676 38355000 PRN SOLE 38355000 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 987 20000 SH Put SOLE 20000 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 32646 15771000 PRN SOLE 15771000 0 0 XILINX INC COM 983919101 25020 118000 SH SOLE 118000 0 0