0001085146-21-003206.txt : 20211112 0001085146-21-003206.hdr.sgml : 20211112 20211112154604 ACCESSION NUMBER: 0001085146-21-003206 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 211403053 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578299 XXXXXXXX 09-30-2021 09-30-2021 false DLD Asset Management, LP

150 EAST 52ND STREET SUITE 27001 NEW YORK NY 10022

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 11-12-2021 0 131 1368745 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ACCELERON PHARMA INC COM 00434H108 1722 10000 SH Call SOLE NONE 10000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 6285 3700000 PRN SOLE NONE 3700000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1002 75000 SH Put SOLE NONE 75000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 0.875% 1/0 01988PAF5 20008 16840000 PRN SOLE NONE 16840000 0 0 ALPHA HEALTHCARE ACQU CORP I UNIT 04/01/2026 02073F203 993 100000 SH SOLE NONE 100000 0 0 ALPHA PARTNERS TECH MERGR CO *W EXP 03/31/202 G63290103 494 50000 SH SOLE NONE 50000 0 0 ALTC ACQUISITION CORP COM CL A 02156V109 197 20000 SH SOLE NONE 20000 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 24265 15827000 PRN SOLE NONE 15827000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 10771 525000 SH Put SOLE NONE 525000 0 0 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 2488 13164 SH SOLE NONE 13164 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 235 366666 SH Call SOLE NONE 366666 0 0 ANZU SPECIAL ACQUISITIN CORP COM CL A 03737A101 11411 1175000 SH SOLE NONE 1175000 0 0 ARCLIGHT CLEAN TRANSITION II CLASS A ORD SHS G0R21B104 468 48000 SH SOLE NONE 48000 0 0 ATHENE HOLDING LTD CL A G0684D107 13810 200528 SH SOLE NONE 200528 0 0 AXONPRIME INFRSTCTR AQSTN CO UNIT 05/31/2028 05467C207 990 100000 SH SOLE NONE 100000 0 0 BEYOND MEAT INC COM 08862E109 5263 50000 SH Put SOLE NONE 50000 0 0 BLOOMIN BRANDS INC COM 094235108 7504 300000 SH Put SOLE NONE 300000 0 0 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 69536 30717000 PRN SOLE NONE 30717000 0 0 BOOKING HOLDINGS INC COM 09857L108 15971 6728 SH SOLE NONE 6728 0 0 BOOKING HOLDINGS INC COM 09857L108 4752 2000 SH Put SOLE NONE 2000 0 0 BRAINSTORM CELL THERAPEUTICS COM NEW 10501E201 439 133700 SH Call SOLE NONE 133700 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 15123 604800 SH Put SOLE NONE 604800 0 0 CIIG CAPITAL PARTNERS II INC UNIT 02/28/2028 12561U208 756 75000 SH SOLE NONE 75000 0 0 CIMAREX ENERGY CO COM 171798101 10116 116006 SH SOLE NONE 116006 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 57747 36120000 PRN SOLE NONE 36120000 0 0 CIT GROUP INC COM NEW 125581801 3848 74077 SH SOLE NONE 74077 0 0 CLIMATE REAL IMPACT SLUTINS COM CL A 187171103 939 96000 SH SOLE NONE 96000 0 0 CLOUDERA INC COM 18914U100 5664 354687 SH SOLE NONE 354687 0 0 COHERENT INC COM 192479103 11232 44912 SH SOLE NONE 44912 0 0 COLUMBIA PPTY TR INC COM NEW 198287203 5710 300200 SH SOLE NONE 300200 0 0 COMMUNITY BANKERS TR CORP COM 203612106 1997 175612 SH SOLE NONE 175612 0 0 COMPUTE HEALTH ACQUISITIN CO COM CL A 204833107 938 96000 SH SOLE NONE 96000 0 0 CONX CORP COM CL A 212873103 735 75000 SH SOLE NONE 75000 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 3436 60000 SH SOLE NONE 60000 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 22706 15000000 PRN SOLE NONE 15000000 0 0 DELL TECHNOLOGIES INC CL C 24703L202 1040 10000 SH SOLE NONE 10000 0 0 DEXCOM INC COM 252131107 1412 2582 SH SOLE NONE 2582 0 0 DISCOVERY INC COM SER A 25470F104 3807 150000 SH SOLE NONE 150000 0 0 EXELON CORP COM 30161N101 15342 317400 SH Call SOLE NONE 317400 0 0 EXPEDIA GROUP INC COM NEW 30212P303 1754 10700 SH SOLE NONE 10700 0 0 EXPEDIA GROUP INC COM NEW 30212P303 820 5000 SH Put SOLE NONE 5000 0 0 FIGURE ACQUISITION CORP I *W EXP 03/31/202 302438114 228 217375 SH Call SOLE NONE 217375 0 0 FIGURE ACQUISITION CORP I COM CL A 302438106 9303 944500 SH SOLE NONE 944500 0 0 FIVE9 INC COM 338307101 1597 10000 SH SOLE NONE 10000 0 0 FOREST ROAD ACQUISITION COR CL A 34619V103 468 48000 SH SOLE NONE 48000 0 0 FORTRESS VALUE ACQUISI CORP COM CL A 34964K108 730 75000 SH SOLE NONE 75000 0 0 FRONTIER INVESTMENT CORP UNIT 06/29/2026 G36816117 985 100000 SH SOLE NONE 100000 0 0 FTAC HERA ACQUISITION CORP UNIT 02/28/2026 G3728Y129 747 75000 SH SOLE NONE 75000 0 0 GALATA ACQUISITION CORP UNIT 99/99/9999 G3R23A124 12387 1237500 SH SOLE NONE 1237500 0 0 GENWORTH FINL INC COM CL A 37247D106 38 10000 SH SOLE NONE 10000 0 0 GLAUKOS CORP COM 377322102 241 5000 SH SOLE NONE 5000 0 0 GLAUKOS CORP COM 377322102 583 12100 SH Call SOLE NONE 12100 0 0 GOLDEN FALCON ACQUISITION CO CL A 38102H109 702 72000 SH SOLE NONE 72000 0 0 GORES HLDGS VIII INC CL A 382863108 739 75000 SH SOLE NONE 75000 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 739 75000 SH SOLE NONE 75000 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM 38287L107 472 48000 SH SOLE NONE 48000 0 0 GUESS INC COM 401617105 8301 395000 SH Put SOLE NONE 395000 0 0 GUESS INC NOTE 2.000% 4/1 401617AD7 32255 28944000 PRN SOLE NONE 28944000 0 0 HAMILTON LANE ALLIANCE HLDGS COM CL A 40749M103 485 50000 SH SOLE NONE 50000 0 0 HUDSON EXECUTIVE INVES III COM CL A 44376L107 730 75000 SH SOLE NONE 75000 0 0 IHS MARKIT LTD SHS G47567105 23324 200000 SH SOLE NONE 200000 0 0 IMAX CORP COM 45245E109 1899 100000 SH Put SOLE NONE 100000 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 1736 35000 SH SOLE NONE 35000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 3346 225200 SH Put SOLE NONE 225200 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 24555 13464000 PRN SOLE NONE 13464000 0 0 ITAMAR MED LTD SPONSORED ADS 465437101 3022 100000 SH SOLE NONE 100000 0 0 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 731 75000 SH SOLE NONE 75000 0 0 JETBLUE AWYS CORP COM 477143101 5757 376500 SH SOLE NONE 376500 0 0 JETBLUE AWYS CORP COM 477143101 382 25000 SH Put SOLE NONE 25000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 24385 90100 SH SOLE NONE 90100 0 0 KENSINGTON CAPITAL ACQUISITI UNIT 99/99/9999 G5251K111 1530 150000 SH SOLE NONE 150000 0 0 KEURIG DR PEPPER INC COM 49271V100 3458 101200 SH Call SOLE NONE 101200 0 0 KKR ACQUISITION HOLDING I CO UNIT 99/99/9999 48253T208 719 72000 SH SOLE NONE 72000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 54543 39867000 PRN SOLE NONE 39867000 0 0 LIVENT CORP COM 53814L108 1156 50000 SH Put SOLE NONE 50000 0 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 29588 10525000 PRN SOLE NONE 10525000 0 0 M3 BRIGADE ACQUISITION II CO *W EXP 09/03/202 553800111 335 250000 SH Call SOLE NONE 250000 0 0 M3 BRIGADE ACQUISITION II CO COM CL A 553800103 9910 1000000 SH SOLE NONE 1000000 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 888 50000 SH SOLE NONE 50000 0 0 MARAVAI LIFESCIENCES HLDGS I COM CL A 56600D107 3681 75000 SH SOLE NONE 75000 0 0 MARLIN TECHNOLOGY CORP CL A SHS G58411102 703 72000 SH SOLE NONE 72000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 9117 59400 SH SOLE NONE 59400 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 3069 20000 SH Put SOLE NONE 20000 0 0 MISONIX INC COM 604871103 2783 110000 SH SOLE NONE 110000 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 3170 170000 SH SOLE NONE 170000 0 0 NATERA INC NOTE 2.250% 5/0 632307AB0 42836 14261000 PRN SOLE NONE 14261000 0 0 NCL CORP LTD NOTE 6.000% 5/1 62886HAT8 120508 56197000 PRN SOLE NONE 56197000 0 0 NIGHTDRAGON ACQUISITION CORP UNIT 02/26/20266 65413D204 953 96000 SH SOLE NONE 96000 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 12411 464800 SH Put SOLE NONE 464800 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 49618 21774000 PRN SOLE NONE 21774000 0 0 NUANCE COMMUNICATIONS INC NOTE 1.250% 4/0 67020YAN0 47384 16840000 PRN SOLE NONE 16840000 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 10296 6420000 PRN SOLE NONE 6420000 0 0 ORTHO CLINICAL DIAGNOSTICS H ORD SHS G6829J107 1848 100000 SH SOLE NONE 100000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 31113 17095000 PRN SOLE NONE 17095000 0 0 PILGRIMS PRIDE CORP COM 72147K108 1163 40000 SH SOLE NONE 40000 0 0 PNM RES INC COM 69349H107 9899 200055 SH SOLE NONE 200055 0 0 PROSPECTOR CAPITAL CORP CL A G7273A105 732 75000 SH SOLE NONE 75000 0 0 REALOGY HLDGS CORP COM 75605Y106 2633 150000 SH Put SOLE NONE 150000 0 0 REVOLUTION HEALTHCAR AQ CORP UNIT 03/18/20266 76155Y207 355 36000 SH SOLE NONE 36000 0 0 RICE ACQUISITION CORP II UNIT 99/99/9999 G75529118 1030 100000 SH SOLE NONE 100000 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 709 72000 SH SOLE NONE 72000 0 0 SCIPLAY CORPORATION CL A 809087109 4966 240000 SH SOLE NONE 240000 0 0 SCORE MEDIA & GAMING INC CL A SUB VTG SHS 80919D202 3423 100000 SH SOLE NONE 100000 0 0 SEELOS THERAPEUTICS INC COM 81577F109 60 25000 SH SOLE NONE 25000 0 0 SILVER SPIKE ACQUISITN CORP UNIT 02/26/2026 G8201H121 361 36000 SH SOLE NONE 36000 0 0 SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 702 72000 SH SOLE NONE 72000 0 0 SLAM CORP CL A SHS G8210L105 702 72000 SH SOLE NONE 72000 0 0 SOUTHWEST AIRLS CO COM 844741108 4114 80000 SH Put SOLE NONE 80000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 34778 23224000 PRN SOLE NONE 23224000 0 0 SPOK HLDGS INC COM 84863T106 102 10000 SH SOLE NONE 10000 0 0 SQUARE INC NOTE 0.125% 3/0 852234AF0 12797 6300000 PRN SOLE NONE 6300000 0 0 STAMPS COM INC COM NEW 852857200 10739 32564 SH SOLE NONE 32564 0 0 STATE AUTO FINL CORP COM 855707105 5120 100485 SH SOLE NONE 100485 0 0 STERLING BANCORP DEL COM 85917A100 3108 124510 SH SOLE NONE 124510 0 0 TEGNA INC COM 87901J105 2761 140000 SH SOLE NONE 140000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 1342 68846 SH SOLE NONE 68846 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 527 54000 SH SOLE NONE 54000 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 706 72000 SH SOLE NONE 72000 0 0 UNDER ARMOUR INC CL A 904311107 1009 50000 SH SOLE NONE 50000 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 80233 42228000 PRN SOLE NONE 42228000 0 0 VAIL RESORTS INC COM 91879Q109 2351 7039 SH SOLE NONE 7039 0 0 VECTOIQ ACQUISITION CORP II COM CL A 92244F109 214 22000 SH SOLE NONE 22000 0 0 VOCERA COMMUNICATIONS INC COM 92857F107 2563 56000 SH Put SOLE NONE 56000 0 0 VROOM INC COM 92918V109 3640 165000 SH Put SOLE NONE 165000 0 0 WAYFAIR INC CL A 94419L101 1277 5000 SH Put SOLE NONE 5000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 109429 58912000 PRN SOLE NONE 58912000 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 6974 30000 SH SOLE NONE 30000 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 20906 11120000 PRN SOLE NONE 11120000 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 1125 20000 SH Put SOLE NONE 20000 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 51866 22356000 PRN SOLE NONE 22356000 0 0 XILINX INC COM 983919101 18119 120000 SH SOLE NONE 120000 0 0