0001085146-21-000881.txt : 20210216 0001085146-21-000881.hdr.sgml : 20210216 20210216132530 ACCESSION NUMBER: 0001085146-21-000881 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 21635532 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578299 XXXXXXXX 12-31-2020 12-31-2020 false DLD Asset Management, LP

80 BROAD STREET SUITE 1600 NEW YORK NY 10004

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 02-12-2021 0 92 3533114 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ACACIA COMMUNICATIONS INC COM 00401C108 7296 100000 SH SOLE NONE 100000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 40622 260000 SH SOLE NONE 260000 0 0 ALTIMAR ACQUISITION CORP *W EXP 99/99/999 G03707117 276 100000 SH Call SOLE NONE 100000 0 0 ALTIMAR ACQUISITION CORP SHS CL A G03707109 1894 166446 SH SOLE NONE 166446 0 0 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 1813 90300 SH Put SOLE NONE 90300 0 0 ANTERIX INC COM 03676C100 1551 41200 SH Call SOLE NONE 41200 0 0 APHRIA INC COM 03765K104 346 50000 SH SOLE NONE 50000 0 0 BIOGEN INC COM 09062X103 12772 52200 SH Call SOLE NONE 52200 0 0 BIOTELEMETRY INC COM 090672106 15858 220000 SH SOLE NONE 220000 0 0 BLOOMIN BRANDS INC COM 094235108 3749 193000 SH Put SOLE NONE 193000 0 0 BMC STK HLDGS INC COM 05591B109 9286 172988 SH SOLE NONE 172988 0 0 BOOKING HOLDINGS INC COM 09857L108 8495 3814 SH SOLE NONE 3814 0 0 BOOKING HOLDINGS INC COM 09857L108 11126 5000 SH Put SOLE NONE 5000 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 276 400000 SH SOLE NONE 400000 0 0 BURLINGTON STORES INC COM 122017106 392 1500 SH Put SOLE NONE 1500 0 0 CANTEL MED CORP COM 138098108 790 10000 SH Put SOLE NONE 10000 0 0 CARDTRONICS PLC SHS CL A G1991C105 706 20000 SH SOLE NONE 20000 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 29395 1357400 SH Put SOLE NONE 1357400 0 0 CBRE ACQUISITION HLDGS INC UNIT 99/99/9999 12510J205 3135 300000 SH SOLE NONE 300000 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 25280 1654458 SH SOLE NONE 1654458 0 0 CINEMARK HLDGS INC COM 17243V102 23597 1355000 SH Put SOLE NONE 1355000 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 2981 204700 SH Put SOLE NONE 204700 0 0 CONX CORP UNIT 10/30/2027 212873202 3150 300000 SH SOLE NONE 300000 0 0 CORELOGIC INC COM 21871D103 9028 116765 SH SOLE NONE 116765 0 0 CORELOGIC INC COM 21871D103 2142 27700 SH Call SOLE NONE 27700 0 0 DELL TECHNOLOGIES INC CL C 24703L202 699 9541 SH SOLE NONE 9541 0 0 DISCOVERY INC COM SER C 25470F302 25404 969977 SH SOLE NONE 969977 0 0 DRAFTKINGS INC COM CL A 26142R104 1164 25000 SH Call SOLE NONE 25000 0 0 DUPONT DE NEMOURS INC COM 26614N102 5689 80000 SH SOLE NONE 80000 0 0 EATON VANCE CORP COM NON VTG 278265103 90027 1325284 SH SOLE NONE 1325284 0 0 EIDOS THERAPEUTICS INC COM 28249H104 31548 239762 SH SOLE NONE 239762 0 0 EMBRAER S.A. SPONSORED ADS 29082A107 1569 230600 SH Call SOLE NONE 230600 0 0 ETSY INC COM 29786A106 6974 39200 SH SOLE NONE 39200 0 0 FALCON CAPITAL ACQUISITN COR *W EXP 08/20/202 30606L116 108 50000 SH Call SOLE NONE 50000 0 0 FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 1581 150000 SH SOLE NONE 150000 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 4746 8265 SH SOLE NONE 8265 0 0 FRONT YD RESIDENTIAL CORP COM 35904G107 2592 160000 SH SOLE NONE 160000 0 0 GENWORTH FINL INC COM CL A 37247D106 38 10000 SH SOLE NONE 10000 0 0 GOLDEN FALCON ACQUISITION CO UNIT 99/99/9999 38102H208 3120 300000 SH SOLE NONE 300000 0 0 GUESS INC COM 401617105 19272 851800 SH Put SOLE NONE 851800 0 0 GUESS INC NOTE 2.000% 4/1 401617AD7 16873 15065000 PRN SOLE NONE 15065000 0 0 HEALTH ASSURN ACQUISITION CO UNIT 99/99/9999 42226W208 1135 100000 SH SOLE NONE 100000 0 0 HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 2100 200000 SH SOLE NONE 200000 0 0 IHS MARKIT LTD SHS G47567105 40552 451425 SH SOLE NONE 451425 0 0 INPHI CORP COM 45772F107 45034 280641 SH SOLE NONE 280641 0 0 INVESTINDUSTRIAL ACQUISITION UNIT 99/99/9999 G4771L121 1028 100000 SH SOLE NONE 100000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 3531 145780 SH SOLE NONE 145780 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 14568 11498000 PRN SOLE NONE 11498000 0 0 LIVENT CORP COM 53814L108 1885 100000 SH Put SOLE NONE 100000 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 49152 554446 SH SOLE NONE 554446 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 1058 11437 SH SOLE NONE 11437 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 7996 86500 SH Put SOLE NONE 86500 0 0 MOTIVE CAPITAL CORP UNIT 99/99/9999 G6293A129 3162 300000 SH SOLE NONE 300000 0 0 NATIONAL GEN HLDGS CORP COM 636220303 41024 1200240 SH SOLE NONE 1200240 0 0 NIO INC SPON ADS 62914V106 14255 292500 SH Put SOLE NONE 292500 0 0 NORBORD INC COM NEW 65548P403 4303 78297 SH SOLE NONE 78297 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 20594 810000 SH Put SOLE NONE 810000 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 16007 8600000 PRN SOLE NONE 8600000 0 0 NUANCE COMMUNICATIONS INC NOTE 1.250% 4/0 67020YAN0 17777 7800000 PRN SOLE NONE 7800000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 4223 3000000 PRN SOLE NONE 3000000 0 0 PIONEER NAT RES CO COM 723787107 2551 22400 SH SOLE NONE 22400 0 0 RAPID7 INC NOTE 1.250% 8/0 753422AB0 8685 4000000 PRN SOLE NONE 4000000 0 0 REALPAGE INC COM 75606N109 24183 277199 SH SOLE NONE 277199 0 0 RMG ACQUISITION CORP II UNIT 12/09/2025 G76083115 1110 100000 SH SOLE NONE 100000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 8701 116500 SH SOLE NONE 116500 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1433 19200 SH Put SOLE NONE 19200 0 0 SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 1547 150000 SH SOLE NONE 150000 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 49667 1175826 SH SOLE NONE 1175826 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2243130 6000000 SH Put SOLE NONE 6000000 0 0 SPIRIT AIRLS INC COM 848577102 11340 463700 SH Put SOLE NONE 463700 0 0 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 15574 7250000 PRN SOLE NONE 7250000 0 0 TCF FINL CORP COM 872307103 1481 40000 SH SOLE NONE 40000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 11459 617088 SH SOLE NONE 617088 0 0 TIFFANY & CO NEW COM 886547108 46451 353372 SH SOLE NONE 353372 0 0 TILRAY INC COM CL 2 88688T100 413 50000 SH SOLE NONE 50000 0 0 TORTOISE ACQUISITION CORP II *W EXP 06/14/202 G89554128 71 25000 SH Call SOLE NONE 25000 0 0 TORTOISE ACQUISITION CORP II UNIT 06/14/2027 G89554110 1128 100000 SH SOLE NONE 100000 0 0 TS INNOVATION ACQUISITN CORP UNIT 99/99/9999 87284T209 3093 300000 SH SOLE NONE 300000 0 0 UNDER ARMOUR INC CL C 904311206 4027 270646 SH SOLE NONE 270646 0 0 UNITED STATES STL CORP NEW COM 912909108 8287 494000 SH Put SOLE NONE 494000 0 0 UNITED STATES STL CORP NEW NOTE 5.000%11/0 912909AT5 38195 25400000 PRN SOLE NONE 25400000 0 0 VARIAN MED SYS INC COM 92220P105 89267 510069 SH SOLE NONE 510069 0 0 WATFORD HLDGS LTD SHS G94787101 4891 141366 SH SOLE NONE 141366 0 0 WAYFAIR INC CL A 94419L101 4966 22000 SH Put SOLE NONE 22000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 29037 17271000 PRN SOLE NONE 17271000 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 2246 500000 PRN SOLE NONE 500000 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 63491 301361 SH SOLE NONE 301361 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 35162 21000000 PRN SOLE NONE 21000000 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 26924 13296000 PRN SOLE NONE 13296000 0 0 WPX ENERGY INC COM 98212B103 8167 1002098 SH SOLE NONE 1002098 0 0 XILINX INC COM 983919101 45446 320562 SH SOLE NONE 320562 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 24247 186803 SH SOLE NONE 186803 0 0